Search Results | Showing 71 - 80 of 349 results for "Investigations" |
| | | ... regulatory experience, we have observed that some external administrators and controllers are undertaking extensive investigations and incurring significant costs in completing the initial statutory report. We consider this to generally be unnecessary ... |
| | | | ... documents as part of its investigation. On 13 December 2023, Provide Capital made an application to prevent further investigations alleging ASIC did not have reasonable grounds to suspect the contraventions under investigation because it had not prepared ... |
| | | | ... to have advised clients on a broad range of matters, including successor fund transfers, regulatory change and investigations, and material service provider contracts." Melbourne-based QMV Legal also comprises senior regulatory consultant Jessica Pomeroy. ... |
| | | | ... and nine criminal convictions relating to scamming in the half year to 31 December 2023. It also launched 83 new investigations, commenced 19 new civil proceedings, criminally charged 19 individuals, and completed nearly 350 surveillances. "Cost of living ... |
| | | | ... other issues, leading to additional distress for members' families," she said. While not commenting specifically on investigations underway, Court flagged that ASIC is undertaking an industry review focused on improving the delivery of superannuation ... |
| | | | ... it took these steps to protect client assets, and the management of those assets, on an ongoing basis, while the investigations continue. |
| | | | ... workplace. Under the new laws, workplaces can be held liable for sexual harassment and gender-based discrimination, and investigations can be made regardless of whether a complaint has been filed. Research from the Australian Institute of Company Directors ... |
| | | | ... long-anticipated sustainable finance strategy. This year has also brought challenges in the form of greenwashing investigations, causing companies to rethink they ways in which they implement their ESG targets and objectives. The people who appear on ... |
| | | | ... conclusion, McCabe clarified that he is not excusing the problematic behaviour uncovered through ASIC's thorough investigations. "... but the issues she presents are issues for a different decision-maker," he said. |
| | | | ... action; and to a cease-and-desist order, censure, and a US$19 million penalty in the ESG misstatements action. Both investigations were led by the Enforcement Division's Asset Management Unit (AMU). |
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