Search Results | Showing 61 - 70 of 1271 results for "AFS" |
| | | ... out general obligations for issuers, such as responsible entities of registered managed investment schemes, which includes AFS licensing requirements and modified design and distribution obligations. It lays out specific obligations under market operator ... |
| | | | ... be left to the last minute and should be spread throughout the CPD year, as good practice. Australian financial services (AFS) licensees must ensure their [sic] are adequately trained (including by complying with the CPD requirement, for financial advisers)." ... |
| | | | BlackRock confirmed its intent to launch the iShares Bitcoin ETF (ASX: IBIT), providing Australian investors with easier access to cryptocurrency exposure in the local market. Flagged by Financial Standard in October, BlackRock said the ETF is expected ... |
| | | | At end September 2025 there were 15,446 ASIC-registered financial advisers in Australia, according to the Rainmaker Financial Adviser report. Over the year to September, there was a decrease of 71 advisers, with 10 leaving the industry in the September ... |
| | | | Convicted Perth fraudster Chris Marco had his sentence handed down this week, after being found guilty following a five-week trial in September. The Supreme Court of Western Australia has sentenced Marco to 14 years imprisonment, with eligibility for ... |
| | | | ASIC has confirmed that it will start categorising some digital assets as financial products under updated guidance, while providing plenty of time for those that need to fulfill new requirements. Firms providing services related to digital assets that ... |
| | | | ASIC has banned another former Crown Wealth Group staffer from working in the financial services industry for showing incompetence in addressing fees-for-no-service (FFNS) misconduct. Brendan Rodwell, who was the director of Crown Wealth Group, was ... |
| | | | Global credit rating agency Morningstar DBRS (Morningstar) has announced its expansion into the Asia Pacific region with the opening of a new regional hub in Australia. The Sydney hub will function as a service center for the broader Asia Pacific region. ... |
| | | | The fall of the Shield Master Fund and First Guardian Master Fund calls for tougher scrutiny of research houses and licensees to strengthen their governance framework, according to experts, who warn that an entrenched system requires an urgent shakeup. ... |
| | | | ASIC has banned Wade Spooner of Melbourne for eight years for advising his clients to invest their superannuation into the Shield Master Fund while he was an authorised representative of MWL Financial Services. Spooner, also a member of MWL's investment ... |
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