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Showing 11 - 20 of 1315 results for "AFS"

Openmarkets taps $22tn tokenised market

MATTHEW WAI  |  MONDAY, 14 SEP 2026
Openmarkets Group and Ondo Finance will bring the latter's institutional-grade tokenised financial products to eligible Australian investors, developing new products tailored to the local market. Both organisations have signed a Memorandum of Understanding ...

ASIC zeroes in on recurring compliance breaches

VINNY VUCAGO  |  THURSDAY, 10 SEP 2026
... before employing or authorising prospective financial advisers. The regulator said recent breach reporting data indicated some AFS licensees were appointing advisers without completing required checks. The ASIC reference checking and information sharing ...

Court orders ASIC to preserve assets from doomed trust

MATTHEW WAI  |  THURSDAY, 10 SEP 2026
The New South Wales Supreme Court has ordered ASIC to protect assets in the Deckchair Trust after an associated member sought to take sole control of the trust following winding-up orders. NSW accountant and former solicitor Christopher Edwards purportedly ...

Government backs Enhanced Regulatory Sandbox overhaul

VINNY VUCAGO  |  WEDNESDAY, 9 SEP 2026
The Federal Government has backed an overhaul of Australia's regulatory sandbox framework, agreeing to repeal the legislation underpinning the Enhanced Regulatory Sandbox (ERS) and replace it with a more flexible model designed to support financial ...

CSC tests waters on digital assets with Northern Trust

MATTHEW WAI  |  THURSDAY, 27 AUG 2026
Commonwealth Superannuation Corporation (CSC), the super fund for public servants and the defence force, has signed a Memorandum of Understanding (MoU) with Northern Trust to advance digital investment infrastructure across institutional markets. The ...

AIA Australia rejigs retail team, appoints new lead

KARREN VERGARA  |  TUESDAY, 25 AUG 2026
AIA Australia's restructure of its retail business will see two senior leaders depart while a new chief retail insurance officer has been appointed to take charge of the next phase of growth. Chief retail insurance and advice officer Pina Sciarrone ...

Second bidder emerges for Equity Trustees

MATTHEW WAI  |  MONDAY, 24 AUG 2026
Following TPG Global's initial bid for Equity Trustees' holding company last week, a local investor has joined with an improved offer. EQT Holdings (ASX: EQT) has received a proposal from BGH Capital to acquire 100% of the outstanding shares in ...

New investment governance provider for AFSL launches

MATTHEW WAI  |  TUESDAY, 18 AUG 2026
A new investment governance service provider has opened its doors for small to medium-sized Australia financial services licence (AFSL) holders to enhance and strengthen their governance frameworks. Founded by three former Russell Investments directors ...

ASIC warns investors over Yepbit platform

VINNY VUCAGO  |  THURSDAY, 13 AUG 2026
ASIC has warned investors against dealing with Yepbit and Yepbit Exchange after receiving reports customers have been unable to withdraw funds from the purported digital assets and futures trading platform. Yepbit claims to operate globally, including ...

The SILC Group brings US wholesale fund Down Under

MATTHEW WAI  |  THURSDAY, 13 AUG 2026
The SILC Group has helped introduce a Denver-based investment manager to the local wholesale market with a new global equities fund. Felix Global Investment Management (FGIM) has partnered with The SILC Group to launch the Felix Global Partners Fund ...