Search Results | Showing 51 - 60 of 1072 results for "licensees" |
| | ... traction at "the more sophisticated end of the market." "So, what we've found is the more thoughtful consultants and licensees and advisor networks, who really take the time to understand our process, are giving us a lot of support," he said. "We've ... |
| | | ... Edge aims to enable digital adviser workflows, advanced data analytics, an integrated app store, and analysis tools for licensees, financial advisers, and super members. CFS chief distribution officer Bryce Quirk told Financial Standard that CFS Edge ... |
| | | ... 2012. It added a compliance manager in January of this year, followed by a risk and compliance manager in April. "AFS licensees are responsible for ensuring their representatives comply with financial services laws. ASIC expects licensees to have adequate ... |
| | | The wealth group will consolidate its self-employed licensees under one brand, to be owned by the advisers via a new equity model. It has also confirmed it will divest most of its holding in Godfrey Pembroke and is looking to sell Millennium3. Insignia ... |
| | | ... regularly reviewed or tested. Bright Corporate Law principal David Jacobson says serious penalties and costs can apply to licensees who fail to protect confidential and sensitive personal information of clients. Referencing the Federal Court judgement ... |
| | | ... up five years' experience or less. Around 10% of registered advisers have exactly five years' experience. The biggest licensees such as AMP Financial Planning have on average 15.3 years of experience. Morgans Financial advisers have 17.3 years, while ... |
| | | ... collecting information on members, in and of itself, would not result in the provision of financial product advice. "RSE licensees seeking to avoid providing personal financial advice to their members should therefore focus on the way they communicate ... |
| | | ... Commission revealed that since 2013, CFS had paid about $400 million in commissions to financial advisers and their licensees. Slater and Gordon said this was funded by the high fees being charged to members - namely the members who joined pre-2013 and ... |
| | | ... yesterday, the levy to be paid per adviser has almost tripled from the $1142 that it was frozen at in recent years. Licensees will pay a minimum levy of $1500 plus $3217 per adviser. The total estimated cost recovery amount is $55.5 million for licensees ... |
| | | ... provide further guidance to advisers to comply with the registration process, as well as help Australian Financial Service Licensees register their relevant providers. "The registration requirement is new. It is separate, and in addition to, the pre-existing ... |
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