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Showing 51 - 60 of 67 results for "REDF"

Federal Court reconsiders KordaMentha remuneration claim

Based on Australian Securities and Investment Commission (ASIC) submissions to a Federal Court of Australia review of a $2.856 million payment made to Stockford Administrators KordaMentha the Court has ordered a committee of inspection consider the ...

ASIC cracks down on early access to superannuation scheme

ASIC has acted against unlicensed superannuation adviser Troy Graetz and his companies Super Release Pty Ltd and Intelligent Super Pty Ltd from operating businesses promoting early access to superannuation. The action prevents Graetz from providing ...

Primelife's settlement with ASIC comes at a high price

ASIC has reached a settlement with Primelife with regards to 20 allegedly unregistered management investment schemes including a payment of up to $600,000 to meet ASIC's legal costs and up to $1 million to cover independent accountant reports. In September ...

ASIC's 'Super Switching' campaign catches Tasmanian adviser

ASIC has begun action against a Tasmanian man following its 'Super Switching' campaign launched in December last year. The 'Super Switching' campaign was developed to monitor the advice and disclosure by advisers where advisers are required to write ...

Clearview and MBF Life agree to correct unit pricing errors

Clearview Life Nominees and MBF Life, in cooperation with the Australian Prudential Authority (APRA) and ASIC, have both agreed to correct errors pertaining to the unit prices of some life insurance and superannuation products. The errors relate to ...

Colonial Mutual to fix unit pricing errors

Three arms of Colonial Mutual, The Colonial Mutual Life Assurance Society (CMLA), Colonial Mutual Superannuation (CMS), and Commonwealth Custodial Services (CCS), have given ASIC an enforceable undertaking to correct errors contained in the unit-linked ...

Fincorp feels ASIC's displeasure

Financial watchdog ASIC has filed proceedings in the NSW Supreme Court against the heavily publicized Fincorp Investments. ASIC is alleging that Fincorp offered securities under a replacement prospectus, which contained misleading or deceptive statements ...

Solid 2004 for Intersuisse small caps index

AAP  |  FRIDAY, 14 JAN 2005
An index has shown that small capitalised stocks performed well in 2004 but fell short of the bumper 2003 when the minnows of the stock market improved almost 50 per cent. The small caps index of stockbroker Intersuisse ended 24 per cent higher in 2004 ...

ASIC shuts down currency trading websites

ASIC will stop a number of electronic currency exchange businesses operating on the internet after the regulator became aware that three Australian-based businesses were operating without holding an Australian financial services licence (AFSL). The ...

ASIC halts illegal early release super schemes

The Federal Court has issued permanent injunctions against Nigel McRae, also known as Ross McKenzie, and Stephen Evans for their involvement in illegal schemes arranging the early release of over $3.5 million in Australian superannuation benefits accumulated ...