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Showing 11 - 20 of 67 results for "REDF"

Astarra director banned, loses AAT appeal

LAURA MILLAN  |  MONDAY, 3 NOV 2014
The Administrative Appeals Tribunal (AAT) has backed the Australian Securities and Investment Commission (ASIC) decision to permanently ban former Astarra director Eugene Liu from providing financial services. AAT senior member Jan Redfern said: "there ...

Finding alpha in ESG

MICHELLE BALTAZAR  |  FRIDAY, 6 JUN 2014
The Who's Who in ESG research attended this week's annual ESG RA Research Awards and the results are a mix of good, bad and magnificent. Elaine Prior is a name that needs no introduction in Australia's ESG broking community. Her research into the subject ...

Market Wrap - Morning

AAP  |  MONDAY, 2 MAY 2011
The Australian stock market is tipped to open higher, following a strong US lead, before slipping back into the red as the high Australian dollar continues to put a dampener on local trade. At 0730 AEST on the ASX 24, the June share price index futures ...

Adviser goes to jail for $1.5m fraud

RUTH LIEW  |  THURSDAY, 29 MAY 2008
Perth-based financial adviser Antonio Pisano of Maddington, was yesterday sentenced to four years and eight months imprisonment following an investigation by the Australian Securities and Investments Commission (ASIC). According to ASIC, Pisano will ...

ASIC closes Risqy Forex scheme

RUTH LIEW  |  MONDAY, 3 MAR 2008
The Australian Securities and Investments Commission (ASIC) has obtained orders in the Supreme Court of Queensland in Brisbane to close an illegal managed investment scheme involving $14.5 million being operated by unregistered New Zealand-based Risqy ...

Women in Finance supports PIFA

Women in Finance (NSW) rounds up the year with a special event dedicated to the Parent and Infant Foundation of Australia. More than 100 women attended the end-of-year drinks organised by WIF (NSW), a non-profit organisation that aims to provide a supportive ...

Cairns planner jailed for fraud

CHRIS NICHOLLS  |  MONDAY, 5 NOV 2007
A Cairns financial adviser has been sentenced to eight years jail after pleading guilty to 14 fraud charges involving almost $1 million of client money. The Cairns District Court sentenced the man, Piet Cornelius Walters, on October 30, after he pleaded ...

Directors face prison term for lack of disclosure

MICHAEL HOBBS  |  MONDAY, 22 OCT 2007
Two Australian-listed company directors have been slapped with three-year jail terms for using offshore accounts to illegally hide their shareholdings in the business. The prison terms were handed to Stuart Corp and Brian Smith, directors of Corp and ...

Adviser jailed for five and a half years

HAMISH MADDEN  |  FRIDAY, 9 FEB 2007
An unlicensed Queensland adviser has been jailed for five and a half years for fraud involving hundreds of thousands of dollars of client money. Shane Hoy was sentenced to five and a half years jail by the Brisbane District Court after an Australian ...

End for scheme scamming Greek community

HAMISH MADDEN  |  FRIDAY, 2 FEB 2007
An unregistered managed investment scheme has been ordered into liquidation and its directors banned from carrying on a similar business after they raised over $2.5 million from investors, predominantly from Melbourne's Greek community. The Supreme ...