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Showing 51 - 60 of 66 results for "Dover"

Elders appoints four advisers

KANIKA SOOD  |  THURSDAY, 26 APR 2018
... for a masters of financial planning and joins Andrew Furlanetto's practice in South Australia. Brett Stephenson moved from Dover and joins Ken Filbey's practice in Sunshine Coast, Queensland. Lastly, Kristina Duke is an Elders' promotion from Rockhampton ...

Westpac obscured bad adviser reference check

KARREN VERGARA  |  FRIDAY, 20 APR 2018
... and "I'm not qualified [to answer]." Interestingly, Smith is currently practicing as a financial adviser with dealer group Dover after he resigned from Westpac in March 2015 before facing any repercussions. In May 2015, Dover rang Westpac seeking a reference ...

RECAP: Advice in the Royal Commission spotlight (Day 4 and 5)

KANIKA SOOD  |  FRIDAY, 20 APR 2018
... to move to a fee for service model - like AMP's Anthony Regan said on day two in his testimony. Westpac refused to give Dover a reference check on an adviser who was audited several times during his eight years at St George Financial Planning. Dover ...

Royal Commission must cast net wider

JAMIE WILLIAMSON  |  MONDAY, 16 APR 2018
... the Commission's second round of hearings the big four banks and AMP will appear, as will privately-owned dealer group, Dover. However, there are commentators suggesting the advice provided by industry superannuation funds is being overlooked. Adding ...

Royal Commission to grill FPA, AFA

JAMIE WILLIAMSON  |  WEDNESDAY, 4 APR 2018
... adequacy of the current legal and regulatory structure. Providing a licensee's perspective, privately-owned dealer group Dover will also appear. Preceding this, case studies provided by the financial planning arms and subsidiaries of the big four banks ...

Institutions suffer financial adviser drain

ALEX BURKE  |  MONDAY, 19 FEB 2018
... non-institutional licensees that attracted the most advisers from the big six were Fortnum Private Wealth followed by Akambo, Dover, Synchron and GPS Wealth. Fortnum's place at number one - with about 100 advisers coming over from the big six, primarily ...

Synchron adds to adviser network

KARREN VERGARA  |  WEDNESDAY, 6 DEC 2017
... advisers increased by 13% in the 12 months to June, with institutionally-owned practices capturing 64% of the market. Synchron, Dover, GPS Wealth, Merit and Interprac are the five largest non-institutional advice groups with 1562 advisers, up 39% year-on-year. ...

Former CBA-aligned adviser banned for three years

ALEX BURKE  |  FRIDAY, 1 DEC 2017
... interests; the regulator investigated her activity while she was an authorised representative of both Financial Wisdom and Dover. Specifically, ASIC said Hamilton failed to "make enquiries into her clients' financial circumstances when recommending switching ...

Advisers flock to non-insto licensees

ALEX BURKE  |  SUNDAY, 1 OCT 2017
... said. The fastest-growing of these non-insto groups are Merit Wealth, GPS Wealth (recently acquired by Easton Investments), Dover Financial, Interprac, Capstone, Akambo, Synchron, Politis, Unison Wealth Management and Hunter Green. Overall, the largest ...

Former Financial Wisdom adviser banned

EMMA RAPAPORT  |  FRIDAY, 29 SEP 2017
... clients. At the time Houghton was also a cross-endorsed authorised representative of Commonwealth Financial Planning and Dover Financial Advisers. ASIC deputy chairman Peter Kell said the regulator will continue to take action and remove advisers who ...