Search Results | Showing 51 - 60 of 67 results for "ASIC commissioner Greg Tanzer" |
| | | ... solvency report required by ASIC, made a false statement about equity injections of $5.2m into Sonray. ASIC commissioner Greg Tanzer said: "ASIC expects directors to act honestly and with integrity, and always in the interests of the company. We take ... |
| | | | ... that's hedged up to the head so you know fully what you're going to lose and what you can't lose." ASIC commissioner Greg Tanzer said that it hoped to publish the changes to its original hedge fund class order for industry consideration in due course ... |
| | | | ... of an entity to be acquired with investor funds and Lewis with Weerapah failed to inform ASIC," ASIC commissioner Greg Tanzer said. "Weerappah's conduct was deliberate, cunning and calculated. His dishonesty over three years led to devastating consequences ... |
| | | | ... investors could obtain further details of the rating," and "failure to address benchmark disclosures." ASIC Commissioner Greg Tanzer said: "It is important that disclosure documents and advertisements are clear, accurate and balanced, and when comparing ... |
| | | | ... will take a measured approach where inadvertent breaches arise, or system changes are underway," ASIC commissioner Greg Tanzer said. "However, where we find deliberate and systemic breaches we will take stronger regulatory action." |
| | | | ... sought orders for FMIF to be wound-up and PricewaterhouseCoopers be appointed as the receivers. ASIC commissioner Greg Tanzer said this was the most efficient and cost effective way to provide the best chance of achieving the maximum return for investors. ... |
| | | | ... bond. The amount of money involved in his actions amounted to more than $1.7 million, ASIC said. ASIC Commissioner Greg Tanzer said: "ASIC is all about ensuring investors and consumers can be confident and informed and a big part of this is making sure ... |
| | | | ... to all platform operators to remind them of their significant breach of reporting obligations," ASIC Commissioner Greg Tanzer said. Since May 2013, BT has been contacting affected customers and, where appropriate, compensating them. All customers affected ... |
| | | | ... superannuation. "There is a degree of risk associated with providing any custodial or asset holding service," ASIC Commissioner Greg Tanzer said. "Investors must be confident that these important gatekeepers, who are responsible for safekeeping other ... |
| | | | ... requirements. The updated policy guidance provides clarity to operators of schemes and their advisers, ASIC commissioner Greg Tanzer said. The document focuses on the steps to acquire an interest in the scheme and the powers and rights of the responsible ... |
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