Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 61 - 67 of 67 results for "ASIC commissioner Greg Tanzer"

Former Bell Potter adviser sentenced to 5 years jail

LAURA MILLAN  |  THURSDAY, 23 MAY 2013
... a month involving a financial adviser who has exploited client accounts in a deceptive fashion," ASIC commissioner Greg Tanzer said.

Don't forget to remind DB members: ASIC

MARK SMITH  |  MONDAY, 21 JAN 2013
... is a funding shortfall and the employer is unwilling or unable to meet shortfall amounts," said ASIC commissioner Greg Tanzer. Many investors in defined benefit funds may not be aware that their ultimate benefit is affected by the capacity of their fund ...

Bogus super fund a wake-up call for investors: ASIC

MARK STORY  |  THURSDAY, 29 NOV 2012
... Regulation Authority (APRA) purposes, and Aussie Super is not an APRA-registered superannuation fund. ASIC Commissioner Greg Tanzer said investors need to be cautious when offered unsolicited investment advice and products. 'Potential investors should ...

New hedge fund rules for post-GFC environment

MELANIE TIMBRELL  |  WEDNESDAY, 19 SEP 2012
... following recent high-profile cases of fraud. Addressing the Australian Hedge Fund Forum yesterday, ASIC commissioner Greg Tanzer said the rules had been strongly influenced by the $176 million collapse of Trio Capital, where money was invested in two ...

ASIC raises bar on OTC derivatives

MELANIE TIMBRELL  |  WEDNESDAY, 1 AUG 2012
... minimum net tangible asset (NTA) requirements for retail over-the-counter (OTC) derivative issuers. ASIC commissioner Greg Tanzer said the new requirements had been developed to help ensure AFS licensees have adequate resources to effectively manage ...

ASIC warns against fake investment group

LINDA HAUSKEN  |  TUESDAY, 12 JUN 2012
... Ltd are an unrelated dance studio, while calls to their various phone numbers no longer answered. ASIC Commissioner Greg Tanzer said investors need to be cautious when offered unsolicited investment advice. "Making a few basic checks on your investment ...

ASIC highlights CFD compliance issues

BEN COLLINS  |  FRIDAY, 1 JUN 2012
... money provisions are an important safeguard to protect the interests of retail investors," said ASIC Commissioner Greg Tanzer. "ASIC expects issuers to know and comply with their obligations under the law and to put in place effective measures and supervisory ...
PAGE:
7