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Showing 551 - 560 of 560 results for "Johns"

ASIC clarifies conduct and disclosure obligations for financial planners

In its attempts to enhance the standards of conduct and disclosure amongst financial advisers, the Australian Securities and Investments Commission (ASIC) has today explained how it will administer the new conduct and disclosure obligations for financial ...

Terrain Australia appoints Ted Johnson as interim CEO

Financial services group Terrain Australia (TER) has appointed Ted Johnson as its interim chief executive officer. Johnson was previously the managing director of BankSA for four years and has also held several senior positions with the ANZ Bank for ...

Snowball announces $1.3 million capital raising

Listed financial planning group Snowball has announced a capital raising that it says will enable the company to move more quickly towards becoming a profitable entity. The $1.3 million proposed raising aims to give the group the ability to pursue its ...

ASIC issues warning on AMCO and United insurance policies

The Australian Securities and Investments Commission (ASIC) has taken further Federal Court action in relation to four Australian companies who have been writing insurance on behalf of Bosnian-based insurer Grand Osiguranje AD Zvornik (Grand), after ...

ASIC revokes 10 dealer licences in South Australia

The Australian Securities and Investments Commission (ASIC) has announced that it has revoked the licences of 10 South Australian securities dealerships, as part of the regulatory body's ongoing monitoring of compliance across the financial services ...

Macquarie appoints McClintock to Infrastructure board

Macquarie Infrastructure Group (MIG) has appointed former Secretary to the Cabinet Paul McClintock to the board of Macquarie Infrastructure Investment Management (MIIML), it has announced. "Mr McClintock brings with him extensive investment banking ...

ASIC launches upgrade of eLicensing system

The Australian Securities and Investments Commission (ASIC) today released version 3 of the eLicensing system and the Australian Financial Services (AFS) licensing kit for anyone wishing to apply for an Australian financial services license (AFSL) before ...

ASIC moves to further ease PDS burden

The Australian Securities and Investments Commission (ASIC) has again acted to ease the burden felt by companies due to their legal obligation to keep Product Disclosure Statements (PDSs) up-to-date. Reacting to industry pressure, ASIC has issued a ...

Bo Long companies put into liquidation: ASIC

The Supreme Court of Queensland has appointed Maree Henry and Grant Sparks of SimsPartners, Brisbane, to liquidate the property of the Bo Long group of companies following an application made by the Australian Securities and Investments Commission (ASIC) ...

Financial services urged to obtain their AFS licenses soon

John Fernando The Australian Securities and Investments Commission (ASIC) today reminded all financial service providers that they must obtain their Australian financial services (AFS) licence in time if they are to continue operating beyond March 10 ...