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Showing 541 - 550 of 560 results for "Johns"

NAB takeover of AMP a risk to BT if executed well: BT

AAP  |  FRIDAY, 21 NOV 2003
BT Financial Group today said a National Bank of Australia (NAB) Ltd takeover of AMP Ltd would be a risk to its business if it was executed well. NAB holds a five per cent stake in AMP and has been eyeing it as a takeover target once the troubled financial ...

Former Tasmanian director sentenced to three years jail

A former director of DJF Pty Ltd, was sentenced today to three years imprisonment subject to a recognizance release order to take effect after 18 months, ASIC has reported. Six charges of fraud were made against Mark Anthony Johnstone of Tamworth, NSW ...

Westfield veteran to step down from executive duties

The Westfield Group have announced that Stephen Johns, executive director of capital markets for 33 years with the company had decided to step down from full-time executive duties and will assume a non-executive role from 1 October 2003. "Whilst this ...

New faces at Tower

Tower Australia Limited today announced two new appointments to its sales and marketing teams. Anne Johnston, formerly Business Development Manager at Royal Sun Alliance, has been appointed Sales Manager in Melbourne. Jodi Murray will take over the ...

ASIC clears Australian investment banking analysts of serious misconduct

While analysts at Australian investment banks were unlikely to have been embroiled in the same conflicts of interest that have bedevilled US securities firms, the Australian Securities and Investments Commission (ASIC) said today there are a number ...

ASIC releases class order exemption relating to AFSL requirements

The Australian Securities and Investments Commission (ASIC) has released a class order exemption relating to the requirement to hold an Australian financial services licence (AFSL) for the provision or giving of financial product advice in certain documents. ...

ASIC releases fee disclosure model to mixed support from industry groups

The Australian Securities and Investments Commission (ASIC) today released its much-awaited fee disclosure template, but which has gained only qualified support from major industry groups. Under the new model providers of investment products will be ...

ASIC obtains undertakings following Federal Court proceedings

The Australian Securities and Investments Commission (ASIC) has obtained undertakings from Henry Kaye and Alan Meagher, of National Investment Institute Pty Ltd (NII) and Novasource Consulting Pty Ltd, following proceedings commenced in the Federal ...

ASIC releases report on interim approach to mutual risk products regulation

The Australian Securities and Investments Commission (ASIC) today released a detailed report of the commission's interim approach towards the regulation of mutual risk products (MRPs). "In general, ASIC considers MRPs to be financial products for the ...

ASIC releases promissory note obligation FAQ

The Australian Securities and Investments Commission (ASIC) has released a FAQ to assist issuers of promissory notes in understanding their obligations under the Corporations Act. A promissory note is an unconditional promise by an issuer to pay an ...