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Showing 551 - 560 of 2086 results for "Australian Securities"

Super funds procrastinate on holdings disclosure

JAMES FERNYHOUGH  |  THURSDAY, 26 JUN 2014
... lack of attention. The portfolio look through requirements in their original form, to be regulated by the Australian Securities and Investments Commission (ASIC) rather than the Australian Prudential Regulations Authority (APRA), were extremely thorough ...

Retail funds also guilty of 'Compare the Pair' vagueness

JAMES FERNYHOUGH  |  THURSDAY, 26 JUN 2014
... (ISA) in clarifying the language of their superannuation advertising campaigns, following a ruling by the Australian Securities and Investments Commission (ASIC) over use of the term 'average' in reference to super funds. Both BT Super for Life and ANZ ...

Investors should take responsibility for themselves: Medcraft

LAURA MILLAN  |  WEDNESDAY, 25 JUN 2014
Individual responsibility remains a core part of the financial services system, the Australian Securities and Investments Commission (ASIC) chairman Greg Medcraft said, ahead of the Senate report on the inquiry into the regulator. The Senate Economics ...

MDA provider makes debut on ASX

LAURA MILLAN  |  WEDNESDAY, 25 JUN 2014
Managed Accounts Holdings Limited has started trading on the Australian Securities Exchange (ASX) today after raising about $3 million in its Initial Public Offering. The owner of managed discretionary account specialist managedaccounts.com.au will ...

ISA to change Compare the Pair ads

JAMES FERNYHOUGH  |  TUESDAY, 24 JUN 2014
... Australia (ISA) will change its 'Compare the Pair' advertising campaign to include disclaimers after the Australian Securities and Investments Commission (ASIC) expressed concern that the ads were misleading to consumers. In future advertisements, ASIC ...

Banks suspected of pocketing grandfathered commissions

JAMES FERNYHOUGH  |  TUESDAY, 24 JUN 2014
... passing them on to financial advisers, Industry Super Australia (ISA) has warned. ISA has called on the Australian Securities and Investments Commission (ASIC) to investigate the issue of what it calls 'orphan commissions'. ISA chief executive David ...

Market wrap AM

AAP  |  TUESDAY, 24 JUN 2014
... September share price index futures contract was up four points at 5,413. Locally, in economic news on Tuesday, Australian Securities and Investments Commission chairman Greg Medcraft is slated to speak at an Australian Institute of Company Directors ...

ASIC bans former PIS and AMP advisers

LAURA MILLAN  |  MONDAY, 23 JUN 2014
... Investment Services (PIS) and AMP Financial Planning advisers have been banned from financial services. The Australian Securities and Investments Commission (ASIC) took action against AMP Financial Planning adviser Roy Whye Wah Moo after the County Court ...

Senate FoFA conclusions expected today

LAURA MILLAN  |  MONDAY, 16 JUN 2014
... expecting to hear the conclusions of the Economics Committee's parallel investigation on the performance of the Australian Securities and Investments Commission (ASIC). This inquiry was prompted by the regulator's failure to address cases of bad financial ...

Financial Wisdom to face class action for poor advice

LAURA MILLAN  |  MONDAY, 16 JUN 2014
... Financial Wisdom comes days before the Senate Economics Committee reports its conclusions of an inquiry into the Australian Securities and Investments Commission's (ASIC) failure to address cases of bad advice within CBA's financial planning groups. ...