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Showing 511 - 520 of 2080 results for "Australian Securities"

Macquarie tight-lipped on EU details

LAURA MILLAN  |  FRIDAY, 25 JUL 2014
Macquarie Group said that the Macquarie Private Wealth enforceable undertaking (EU) with the Australian Securities and Investments Commission (ASIC) is "on track," but refused to give more details about the process. An investor presentation made public ...

OneVue lists on ASX

MARK SMITH  |  FRIDAY, 25 JUL 2014
Managed account provider OneVue has been officially listed on the Australian Securities Exchange (ASX). Shares began trading at 11.30 this morning and were priced at $0.32 at the time of publishing. OneVue has been preparing for its initial public offering ...

ASIC obtains court orders against former Ballast adviser

LAURA MILLAN  |  THURSDAY, 24 JUL 2014
... Management authorised representative from providing financial advice and dealing in financial products. The Australian Securities and Investments Commission (ASIC) obtained the orders against Western Australia-based financial adviser Marion Joan Pearson ...

CBA whistleblower casts doubts over compensation scheme

LAURA MILLAN  |  THURSDAY, 24 JUL 2014
... their fault or that there was bad luck because there was the GFC." Morris argued that "neither CBA nor [the Australian Securities and Investments Commission] ASIC should be involved in compensation," given concerns expressed by the Senate Economics Committee ...

Investors vulnerable as property schemes shirk risk disclosure

JAMES FERNYHOUGH  |  WEDNESDAY, 23 JUL 2014
... managers who fail to adequately disclose risks are placing investors in a vulnerable position according to the Australian Securities and Investments Commission (ASIC). ASIC commissioner Greg Tanzer said a review into the sector's disclosure was 'disappointing'. ...

ASX200 companies 'poor' on gender diversity disclosure

LAURA MILLAN  |  WEDNESDAY, 23 JUL 2014
... on information revealed in response to gender diversity disclosure and policy principles required by the Australian Securities Exchange (ASX) in its Corporate Governance Principles.

RBS enters enforceable undertaking

STAFF WRITER  |  TUESDAY, 22 JUL 2014
... undertaking in relation to "potential misconduct" involving the Australian Bank Bill Swap Rate (BBSW), the Australian Securities and Investments Commission (ASIC) has announced. RBS will also voluntarily donate $1.6 million to fund independent financial ...

ASIC cancels 8 AFSLs after review

LAURA MILLAN  |  TUESDAY, 22 JUL 2014
Eight advice businesses have had their Australian financial services (AFS) licenses cancelled after an Australian Securities and Investments Commission (ASIC) review into licensees that failed to lodge audited annual statement. The review has resulted ...

CBA to fund adviser education and association membership

LAURA MILLAN  |  FRIDAY, 18 JUL 2014
... the wake of the final report of the Senate Economics Committee inquiry looking into the performance of the Australian Securities and Investments Commission's (ASIC). A CBA spokesperson told Financial Standard that "CBA will support existing advisers ...

SMSFs stung by $1M property Ponzi scheme

LAURA MILLAN  |  FRIDAY, 18 JUL 2014
... by deception, theft and running a financial services business without a licence. An investigation by the Australian Securities and Investments Commission (ASIC) found that Patrick often formed companies to purchase properties for development. To obtain ...