Search Results | Showing 31 - 40 of 4498 results for "2015-16 ASIC" |
| | ... can progress quickly. This is sometimes referred to as a 'layered advice' model by the business model operators," ASIC said. The cold-calling businesses typically target members in the accumulation phase aged between 25 and 50 years old with ... |
| | | ASIC has won a case against BPS Financial, following a Federal Court ruling that found the latter guilty of offering 'Qoin Wallet,' a non-cash payment facility that used the 'Qoin' cryptocurrency token, without an Australian Financial Services Licence ... |
| | | ASIC has issued a fresh warning over the increase in the sophistication of fake bond and term deposit scams. ASIC said scammers are impersonating little-known legitimate financial services businesses, often those without a website or digital footprint. ... |
| | | ... apply their knowledge of advice construction, ethics and legal requirements to the practical scenarios tested in the exam, ASIC said. "This is the first exam to reflect the amendments in the Corporations (Relevant Providers-Education and Training Standards) ... |
| | | ... company or person, Longo said ASIC does not have the resources to investigate every claim. Longo said in the space of a year, ASIC will receive upwards of 10,000 complaints, but only has the resourcing to investigate around 150 to 200. "Clearly there ... |
| | | ASIC has slapped a permanent ban on a financial adviser who doctored her exam certificate and continued to provide advice without the proper qualifications. Adele Baaini, while working as a representative for licensee AAN Wealth Management, has been ... |
| | | Almost 90% of surveyed auditors do not support the government's requirements to implement mandatory climate reporting and assurance on private companies, not-for-profits and companies limited by guarantee, according to a new survey. The survey was conducted ... |
| | | ... Commission (ASIC) has cancelled the Australian Financial Services Licence (AFSL) of JB Markets effective from 12 April 2024. ASIC said JB Markets failed to comply with the financial requirements of its AFSL and failed to have adequate resources to provide ... |
| | | ... unauthorised fee transactions conducted by third parties, such as financial advisers, on customer cash management accounts. ASIC chair Joe Longo said fraud controls were increasingly important and the case against Macquarie has sent an important message ... |
| | | The number of financial advisers in Australia appears to be stabilising at 15,602, as Count and AMP Financial Planning continue to hold the lion's share. Rainmaker's analysis of the ASIC Financial Adviser Register (FAR) shows that the population ... |
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