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| | ... SCB. "To cover the wrongdoing at SCB, Lan ordered her subordinates to bribe auditors of the State Bank of Vietnam," the report said. Citing the judges, VN Express said that Lan indirectly owned a 91.5% stake in SCB through many individuals and ordered ... |
| | | ... appointed Jude Fernandez to the role of head of intermediary, effective later this month. Fernandez will be based in Sydney and report to Schroders head of client group, Australia, Ray Macken. Fernandez has over 20 years' experience in product distribution ... |
| | | In an annual letter to shareholders, J.P. Morgan chief executive Jamie Dimon expressed concern about the "undue influence" of proxy advisors, particularly ISS and Glass Lewis. Dimon said asset managers and institutional investors should base their voting ... |
| | | Lanterne Fund Services was issued a $1.25 million penalty by the Federal Court for failing to comply with basic obligations, including operating with almost no compliance staff or risk management processes. In July 2022, ASIC issued civil penalty proceedings ... |
| | | ... DWS Investments Australia. She will also continue in her role as head of coverage, Australia & New Zealand. Tomova will report to head of APAC and head of coverage, APAC Vanessa Wang. Tomova will succeed Chris Robinson as chief executive, who will continue ... |
| | | Life insurers continue to breach their own compliance code with more than 12,000 instances recorded, yet the body overseeing their conduct fears this is likely under-reported. The Life Code Compliance Committee (LCCC) saw another increase in the number ... |
| | | New research from Ocorian and Newgate Compliance found alternative fund managers are losing investment mandates or clients because of compliance issues. The research also revealed there had been an increased level of internal conflict between fund management ... |
| | | Qantas Super has partnered with Ortec Finance, a fintech company headquartered in Rotterdam, as an investment performance consultant. The $8.9 billion corporate super fund will use Ortec's investment performance managed service via an outsourcing arrangement ... |
| | | ... up to $2000 to each member to receive financial advice, giving them until May 30 to do so. According to its 2023 annual report, the fund had mandates with Schroders, DFA Australia, 4D, Vanguard and Citibank. Two of its largest assets are properties in ... |
| | | ... Income Asset Management has hired a team of fixed income specialists from rival FIIG Securities. The six recruits will report to IAM's head of sales for capital markets Jenna Labib. The appointments come one year after IAM tried to buy a controlling ... |
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