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Showing 381 - 390 of 399 results for "Investment adviser"

Assirt appoints Ibbetson managing director to replace Saunders

Ratings house ASSIRT has appointed Simon Ibbetson as managing director to replace Caroline Saunders, following her sudden departure in July. ASSIRT's head of sales, Rebecca Jacques, assumed the role of acting head while the ratings company searched ...

Federal, State and Territory governments to deal with property hustlers

The Commonwealth, States and Territories have agreed to set up a working party to establish a common regulatory framework to deal with high-pressure property investment marketers. "This is a positive first step by all the parties to effectively tackle ...

Government to call for national approach to property hustlers

Today the Federal Government will urge the States to develop a nationally consistent approach to deal with property investment marketing hustlers. The Parliamentary Secretary to the Treasurer Senator, Ian Campbell, said consumers needed increased protection ...

CARE Super continues purple patch with 4% returns on balanced option

CARE Super, a not-for profit superannuation fund catering to office-based employees, today announced that has returned a positive result to its members with a four per cent return through its default balanced option. "We are thrilled with CARE Super's ...

Former Bridges manager sentenced to jail

... (ASIC) said the regulator had also permanently banned Mr Lister from acting as a representative of a dealer or investment adviser. Mr Lister held a proper authority issued by Bridges. ASIC found that Mr Lister was not of good fame and character and that ...

Director sentenced, adviser banned

... Ralph Anthony, of Wollongong, New South Wales, from acting as a representative of a securities dealer or an investment adviser for three years. Mr Anthony acted as a financial planner for Australian Investors Forum Pty Ltd (AIF), a licensed securities ...

ASIC bans Sydney businessmen

... Sydney securities dealer Hamish McRae Watson has also been banned from acting as a representative of a dealer, investment adviser, futures broker or futures adviser for three years. This was as a result of ASIC's ongoing investigation into Harts Australasia ...

ASIC places permanent ban on adviser

... Gardens, South Australia, has been banned permanently from acting as a representative of a securities dealer or an investment adviser, the Australian Securities and Investments Commission has announced. Mr Mudge was convicted earlier in the Adelaide ...

ASIC imposes three-year ban on South Australian adviser

... Shane Holmes of Frewville, South Australia from acting as a representative of a securities dealer or as an investment adviser for three years, for failing to conduct his duties properly. "ASIC will continue to take action to protect the public from advisers ...

Saxby Bridge wins reprieve, Braysich ban lifted

... principal and director Jeffrey Braysich, that prevented him from acting as a representative of a dealer or investment adviser for five years, should be lifted. ASIC may lodge an appeal against this decision to the Federal Court.