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Showing 361 - 370 of 397 results for "Investment adviser"

Four stars to Goldman Sachs JB Were Multi-Strategy Fund

Assirt Research has awarded the Goldman Sachs JB Were (GSJBW) Multi-Strategy Fund (MSF) a four star rating along with a 'competent' and 'strong' rating in the business management and fund of hedge funds sectors respectively. From the time the fund was ...

Former financial adviser guilty of 18 criminal charges

... agreed to all of these orders. In June 2003 ASIC also banned Higgins from acting as a representative of an investment adviser or securities dealer, and from providing any financial services. In the latest matter Higgins was prosecuted by the Commonwealth ...

Sydney financial advisers banned for good

... permanently form providing any financial services, and from being representative of a securities dealer or investment adviser, after finding the pair had failed to perform their duties honestly efficiently and fairly by advising their clients to invest ...

Former NAB financial planner charged over massive fraud

... had already permanently banned Drakos in January of this year form acting as a representative of a dealer or investment adviser.

AMP employees now members of SignatureSuper

The AMP Officers' Provident Fund (OPF) has decided to transfer of all its arrangements to AMP's SignatureSuper corporate master trust. OFP is the current corporate superannuation fund for AMP employees with $763 million in funds under management and ...

ASIC bans Perth investment adviser for 18 months

... The Australian Securities and Investments Commission (ASIC) today announced that it had banned a Perth-based investment adviser, from acting as an authorised representative of a securities dealer or an investment adviser for 18 months. Following an investigation ...

Afternoon market wrap: Stronger dollar drives shares lower

... at 3182.0 - a 7.6 point premium to the underlying index on a volume of 10,805 contracts. Bell Potter senior investment adviser Stuart Smith said the bourse followed Friday's movement, pushed down by the momentum of the strong Australian dollar. The Australian ...

ASIC bans Darling Point financial adviser

... Lloyd-Cocks, a financial adviser from Darling Point NSW, from acting as a representative of a securities dealer or investment adviser for five years. Mr Lloyd-Cocks was an authorised representative and founding director of Australian Investors Forum ...

Suncorp appoints US-based asset consultant

Suncorp Investment Management (SIM) has appointed US-based asset consultancy Rocaton Investment Advisers to help handpick the world's best global funds managers for its world equities trust. Suncorp's manager, world equities, Rob Wood said as part of ...

Victorian securities dealer banned:ASIC

... Victorian securities dealer has been permanently banned from doing any act as a representative of a dealer or an investment adviser, following an investigation by the Australian Securities and Investments Commission (ASIC). Michael Kwong of Malvern East ...