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Showing 351 - 360 of 410 results for "Investment adviser"

Disclose fees or pay $300,000 fine

Investment advisers and brokers in New Zealand must disclose their fees and remuneration upfront to investors, under new rules that come into effect today. The same rules also apply to advisers' and brokers' advertising. "Anyone who gives investment ...

Half price hedge fund?

JANA Investment Advisers has launched of new multi-manager hedge fund that costs half as much as a typical fund of hedge fund (FOHF) manager. "The JANA Triplepoint Fund represents a new approach to hedge fund investing by directly addressing the three ...

NZ planners regs improve fee transparency

New Zealand planners have received three-month notice to follow tighter rules on fee disclosure after a new government ruling was announced this week. NZ Commerce Minister Lianne Dalziel said that investment advisers will now be required to provide ...

Dalton Nicol Reid seals MBO

CHRIS NICHOLLS  |  MONDAY, 10 SEP 2007
Brisbane-based IMA specialist Dalton Nicol Reid has completed a management buy-out of their business from co-partners and investment advisers Fitzpatricks for an undisclosed sum. The move allows Dalton Nicol Reid to become totally independent and focus ...

Councils exposed

SUZY MAC  |  THURSDAY, 23 AUG 2007
... CDOs exposed to the failing US sub-prime mortgage market, those concerns have become reality. As a leading investment adviser to local councils, Grange Securities sold much of its Federation CDO product to councils, offering a higher yielding diversification ...

Sub-prime dominoes falling

... product, according to the Australian Financial Review. The article also reported that Grange has been a leading investment adviser to local councils and has raised $50 million through its Federation collateralised debt obligation (CDO), which offered ...

HFA finds Lighthouse leads to global growth

CHRIS NICHOLLS  |  TUESDAY, 24 JUL 2007
... its global alternatives presence. The two companies already have a strong link, working under an exclusive Investment Adviser and Access Agreement in Australia and New Zealand since 1998. The current agreement status means Lighthouse will receive 134.67 ...

SEC considers limits to private hedge funds investing

ALEX DUNNIN  |  WEDNESDAY, 21 MAR 2007
The Investment Company Institute in US has come out strongly in support of the Security and Exchange Commission's (SEC) recommendations that individuals investing in hedge funds must have at least A$3.2 million in private investments. "This requirement ...

Former NAB adviser gets 8 years

HAMISH MADDEN  |  MONDAY, 6 NOV 2006
... face severe consequences." Drakos had been permanently banned from acting as a representative of a dealer or investment adviser in January 2004.

IXIS scores JANA mandate

HAMISH MADDEN  |  WEDNESDAY, 1 NOV 2006
IXIS Asset Management Australia has been awarded a $48 million mandate from JANA Investment Advisers. The $48 million mandate is to be invested in the Aurora Offshore Fund Ltd II, managed by IXIS affiliate Harris Alternatives. The Aurora Offshore Fund ...