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Showing 341 - 350 of 397 results for "Investment adviser"

Dalton Nicol Reid seals MBO

CHRIS NICHOLLS  |  MONDAY, 10 SEP 2007
Brisbane-based IMA specialist Dalton Nicol Reid has completed a management buy-out of their business from co-partners and investment advisers Fitzpatricks for an undisclosed sum. The move allows Dalton Nicol Reid to become totally independent and focus ...

Councils exposed

SUZY MAC  |  THURSDAY, 23 AUG 2007
... CDOs exposed to the failing US sub-prime mortgage market, those concerns have become reality. As a leading investment adviser to local councils, Grange Securities sold much of its Federation CDO product to councils, offering a higher yielding diversification ...

Sub-prime dominoes falling

... product, according to the Australian Financial Review. The article also reported that Grange has been a leading investment adviser to local councils and has raised $50 million through its Federation collateralised debt obligation (CDO), which offered ...

HFA finds Lighthouse leads to global growth

CHRIS NICHOLLS  |  TUESDAY, 24 JUL 2007
... its global alternatives presence. The two companies already have a strong link, working under an exclusive Investment Adviser and Access Agreement in Australia and New Zealand since 1998. The current agreement status means Lighthouse will receive 134.67 ...

SEC considers limits to private hedge funds investing

ALEX DUNNIN  |  WEDNESDAY, 21 MAR 2007
The Investment Company Institute in US has come out strongly in support of the Security and Exchange Commission's (SEC) recommendations that individuals investing in hedge funds must have at least A$3.2 million in private investments. "This requirement ...

Former NAB adviser gets 8 years

HAMISH MADDEN  |  MONDAY, 6 NOV 2006
... face severe consequences." Drakos had been permanently banned from acting as a representative of a dealer or investment adviser in January 2004.

IXIS scores JANA mandate

HAMISH MADDEN  |  WEDNESDAY, 1 NOV 2006
IXIS Asset Management Australia has been awarded a $48 million mandate from JANA Investment Advisers. The $48 million mandate is to be invested in the Aurora Offshore Fund Ltd II, managed by IXIS affiliate Harris Alternatives. The Aurora Offshore Fund ...

NZ securities reforms pass legislature

ALEX DUNNIN  |  FRIDAY, 13 OCT 2006
... prohibitions against market manipulation, simplification of the substantial security holder regime, improving investment adviser and broker disclosure laws, and a complete overhaul of the size and range of penalties available to the regulator. The total ...

JANA to manage $465 million transition for ASG

HAMISH MADDEN  |  MONDAY, 24 JUL 2006
Jana Investment Advisers has been appointed by the Australian Scholarships Group (ASG) to advise on transitioning $465 million of funds from fixed interest investments to a balanced fund allocation. The appointment of JANA is a key part of ASG's strategic ...

NAB financial planner guilty of fraud

HAMISH MADDEN  |  TUESDAY, 30 MAY 2006
... most of Drakos' clients who were burnt by investing in BSI Corp. Drakos was permanently banned from being an investment adviser or representative of a dealer by ASIC in January 2004. He had his bail continued and will re-appear in the District Court ...