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Showing 371 - 380 of 399 results for "Investment adviser"

Suncorp appoints US-based asset consultant

Suncorp Investment Management (SIM) has appointed US-based asset consultancy Rocaton Investment Advisers to help handpick the world's best global funds managers for its world equities trust. Suncorp's manager, world equities, Rob Wood said as part of ...

Victorian securities dealer banned:ASIC

... Victorian securities dealer has been permanently banned from doing any act as a representative of a dealer or an investment adviser, following an investigation by the Australian Securities and Investments Commission (ASIC). Michael Kwong of Malvern East ...

Junior dealer permanently banned by ASIC

... dealer Amber Joy Phelps, of Queensland, from acting as a representative of a dealer or a representative of an investment adviser. Ms Phelps was engaged as a junior dealer by listed stockbroking firm ABN AMRO Morgans Ltd (AAM) in its Cairns office. Boxberg ...

Industry expert John Nolan joins REST Investment Committee

Industry fund REST Superannuation has announced the appointment of high profile investment professional John Nolan to a key role on its Investment Committee. Formerly executive chairman and director of research at JANA Investment Advisers, Mr Nolan ...

Rei Super reappoints InTech as its implemented consultant

... consulting service. "We are delighted to be given the opportunity to continue working with Rei Super as their investment adviser and implemented consultant," Mr Monaghan said. The reappointment comes after InTech celebrated their 5-year anniversary in ...

ASIC bars former securities dealer from practicing financial services

... Victorian securities dealer Martin James Donohue has been permanently banned from acting as a securities dealer or investment adviser representative, following an investigation by the Australian Securities and Investments Commission (ASIC). During its ...

Wattle Group saga claims yet another former adviser

A former Adelaide investment adviser and principal of Golconda Resources, was today sentenced in the District Court in Adelaide on 62 charges brought by the Australian Securities and Investments Commission (ASIC). Ian William Snook was sentenced to ...

ASIC deals out permanent ban to Brisbane financial planner

... permanently banned Harvey Baigent - a Brisbane financial planner - from acting as a representative of a dealer or investment adviser. ASIC commenced an investigation of Mr Baigent following a complaint from his former employer, Partnership Planning (part ...

Two Wattle administrators given suspended sentence

... cent per month on the funds it sourced from investors. Anscor did not hold a licence as a securities dealer or investment adviser, ASIC said. Since the Wattle investigations began, more than 10 people have either been charged or sentenced because of ...

Former Adelaide adviser joins Wattle Group guilty party

Ian William Snook, formerly an investment adviser and principal of Golconda resources, has become the latest person to be convicted in the Wattle Group saga, after pleading guilty to 62 charges in the District Court of Adelaide. The Australian Securities ...