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Showing 3921 - 3923 of 3923 results for "law"

ASIC sends WA financial adviser back to school

... interest in, without properly disclosing that association or interest to the client, in contravention of the Corporations Law. His conduct led his client to lose approximately $120,000 due to insolvency of the company with which Blandin had an interest ...

ASIC hails court decision on One.Tel chairman

... It is alleging that Greaves breached his duty to exercise the standards of care and diligence and diligence required by the law of a company chairman.

Five-year ban for securities adviser

... a former securities representative of Epic Securities, for five years on charges that he had contravened the Corporations Law and had not performed his duties as a representative efficiently, honestly and fairly. ASIC found that Jungstedt had recommended ...