Search Results | Showing 11 - 20 of 3171 results for "Maintain" |
| | | ... obligations, including to avoid conflicts of interest, and that serious consequences are imposed for contraventions to help maintain confidence in the financial system," Longo said. The court also ordered Blumenthal to pay $100,000 towards ASIC's costs ... |
| | | | The chief executive of the Australian Securities and Investments Commission (ASIC) will be leaving the regulator, effective June 1. ASIC chair Joe Longo accepted a request from the Commonwealth Director of Public Prosecutions (CDPP) for ASIC chief executive ... |
| | | | Apostle Funds Management announced the appointment of Stuart James to the newly created role of head of wholesale, effective immediately. James will support head of global distribution Kimon Kouryialas in the delivery of Apostle's investment solutions. ... |
| | | | ... liquidity risk framework was appropriate; respond appropriately to the ongoing deterioration in the fund's liquidity; and maintain a reasonable liquidity profile for the fund. "The warning notices given to Mr Woodford and WIM are not the FCA's ... |
| | | | ... human resources to provide the services covered by its licence; ensure that its representatives were adequately trained; maintain the competence to provide financial services covered by its AFS licence; take responsible steps to ensure representatives ... |
| | | | ... aligns with a more hawkish view compared to consensus and market expectations, predicting that the reserve bank will maintain a higher-for-longer cash rate. "We still expect the first rate cut of 25 basis points will not be until November 2024; and the ... |
| | | | BlackRock has maintained its position as the best brand among asset managers in the US and APAC, though subtle shifts are signalling change, according to the latest Broadridge Fund Brand 50 report. Incorporating insights from 1200 fund selectors and ... |
| | | | The total superannuation found by First Nations Foundation on behalf of Indigenous Australians now comes in at $25.2 million. In 2023, the foundation reconnected First Nations people with $1.2 million, bolstering the total found. The superannuation ... |
| | | | In his annual letter to investors, BlackRock chair and chief executive Larry Fink said providing people a secure, well-earned retirement is much more challenging now that it was 30 years ago, and it will be "much harder" in the future. As such, Fink ... |
| | | | One of Australia's most experienced superannuation executives will take the helm of New Zealand's sovereign wealth fund, following Matt Whineray's departure late last year. Guardians of NZ Superannuation have appointed Jo Townsend as head ... |
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