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Showing 11 - 20 of 223 results for "Cooperation"

AFCA outlines systemic issues in wealth management

ANDREW MCKEAN  |  TUESDAY, 23 MAY 2023
... misleading information about its policies and practices, combined with a history of regulatory non-compliance and poor cooperation with AFCA, led to the matter being referred to ASIC. CFDs and their issuers have faced significant regulatory scrutiny ...

Taskforce exposes rising dangers for retail investors

ANDREW MCKEAN  |  FRIDAY, 31 MAR 2023
... identification of bad actors, the report said. Further, enhancing cross-border and domestic supervisory and enforcement cooperation frameworks, both bilaterally and multilaterally, is considered necessary. Facilitating greater cooperation and collaboration ...

Super a big national advantage: Chalmers

CASSANDRA BALDINI  |  TUESDAY, 21 MAR 2023
... get the kind of returns for your members that we all want to see," he said. He thanked those in the industry for its cooperation and collaboration on policy matters and said the agenda remains to work closely together. "The whole government is grateful ...

Inflation remains high priority in 2023: Treasurer

CASSANDRA BALDINI  |  MONDAY, 6 FEB 2023
... Chalmers pointed out need to modernise the Australian economy. "With better informed and better designed markets, better cooperation and co-investment between the public and private sectors, and stronger institutions," he added. "You can see that in ...

Adviser sentenced over accessing client accounts

CHLOE WALKER  |  FRIDAY, 3 FEB 2023
... and the importance of general deterrence for offences of this nature. Mitigating factors including Wertheimer's cooperation, early guilty pleas and the fact that Wertheimer did not personally benefit from the transactions, were also taken into account ...

Court ruling reiterates need to comply with AFCA

CASSANDRA BALDINI  |  WEDNESDAY, 25 JAN 2023
... financial firms that don't engage with AFCA's requirements. On handing down the penalties, Justice Downes said: "Cooperation by AFCA members with AFCA is important to the effective running of the AFCA Scheme." "The conduct involved undermined ...

Fraudsters jailed over international crypto scam

JAMIE WILLIAMSON  |  WEDNESDAY, 18 JAN 2023
... or are in the process of being recovered for Coinspot. The prosecution of the four offenders was achieved through cooperation with Australian and Finnish authorities, the CPS said. "These offenders used the internet from the comfort of their own homes ...

Regional commercial real estate to run hot: REIA

CHLOE WALKER  |  TUESDAY, 6 DEC 2022
... opportunity for growth." Groves added that, despite a mixed bag of economic headwinds, the Organisation for Economic Cooperation and Development (OECD) is forecasting Australia to outperform many other advanced economies, predicting GDP to grow around ...

Cboe Global Markets, SBI Holdings sign MoU

ANDREW MCKEAN  |  TUESDAY, 25 OCT 2022
... Cboe and SBI lays the foundation for the potential exchange of resources and information with respect to pursuing cooperation and planned joint business initiatives between the two firms in equities, digital assets, and other financial products and services ...

CPI rises despite Fed rate hikes

ANDREW MCKEAN  |  FRIDAY, 14 OCT 2022
... further support the fight against inflation by improving productivity and easing supply constraints, while multilateral cooperation is necessary for fast-tracking the green energy transition and preventing fragmentation."