Search Results | Showing 281 - 290 of 5584 results for "ASIC" |
| | | ... chief executive of the Corporate Super Association which was established in 1997 and has now ceased. Shipton, who served as ASIC chair from 2017 to 2021, will serve as independent chair of the new trustee firm. Glenfield, who was chief executive of the ... |
| | | | ASIC commissioner Simone Constant said superannuation funds are working well with the regulator in terms of their investments in private markets, but said as whole, more needs to be done by all large investors. Constant said the regulator's increased ... |
| | | | ... joins from IBM Promontory, where he covered regulatory remediation, data-led strategy, and AI-driven innovation for APRA-, ASIC-, and AUSTRAC-regulated clients. Shinkarsky's previous experience includes Oliver Wyman, where he ran Basel II AIRB and ... |
| | | | ASIC is taking legal action against MWL Financial Services, its former director Nicholas Maikousis, and lead generator Imperial Capital Group Australia over alleged Shield advice failures. ASIC alleges that MWL operated a business model that provided ... |
| | | | ... implementing the Covenant has been somewhat inconsistent." Beverley-Smith said while there has been some improvement since ASIC and APRA conducted a thematic review a year after the Covenant came into effect, it was clear some in the industry are still ... |
| | | | ... in this asset class, sometimes it can also protect investors from putting an immediate rush sale on something," he said. ASIC has since released its report into the private credit sector, finding some fund managers have been downplaying the risks of ... |
| | | | ASIC is suing SQM Research over its 'favourable' rating for the Shield Master Fund, marking the first time the watchdog has acted against a research house. ASIC alleges that the research house failed to obtain information needed to properly ... |
| | | | ASIC is taking Interprac Financial Planning to court over its failure to ensure representatives acted in clients' best interests. It's also been accused of lacking adequate risk management systems. The regulator said it was because of "critical ... |
| | | | ... registered on the Australian Business Register, followed by the appearance of a managed investment scheme of the same title on the ASIC register on September 22. Further, details of J100 were displayed in Global X's product disclosure statement design ... |
| | | | ... transition to retirement products on offer. They amounted to assets under management of $512 billion and $16 billion respectively. ASIC recently told superannuation funds to do more to uphold their Retirement Income Covenant obligations. One in five ... |
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