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Showing 271 - 280 of 306 results for "risk and compliance"

Tyndall AM appoints investment risk manager

HARRY PAGE  |  THURSDAY, 5 DEC 2013
... for promoting a greater understanding of the role of risk management in the organization," Tyndall head of risk and compliance James Wincott said. "Chris' experience in risk management and risk modeling is a good fit with Tyndall AM's requirements, and ...

Trust Company non-exec director resigns

LAURA MILLAN  |  TUESDAY, 3 DEC 2013
... In the last seven years Davis has been a director at The Trust Company, as well as a chairman of the Audit, Risk and Compliance Committee.

AusSuper's in-house plan to save $150m

JAMES FERNYHOUGH  |  MONDAY, 21 OCT 2013
... 23 new staff, including investment managers, trading staff, analysts and operational specialists, including risk and compliance. "There has been a huge amount of work to ensure we have the right people, systems, technology, policies and processes to ...

Netwealth Advice set for growth after business restructure

LAURA MILLAN  |  FRIDAY, 13 SEP 2013
... sustain growth, including a FPSA national advice manager, a FPSA head of licensee operations and a head of Risk and Compliance

WealthSure undertakes major reform of the business

LAURA MILLAN  |  TUESDAY, 3 SEP 2013
... WealthSure will also make changes to its compliance reporting arrangements, will implement a technology based risk and compliance management system and will establish a new Audit and Risk Management Committee with independent representation.

Conservative financial services job market in 2013

MARK SMITH  |  THURSDAY, 31 JAN 2013
... market. Regulatory change rather than global growth is likely to drive much of the hiring in 2013 as firms seek risk and compliance specialists to help them grapple with the likes of Basel III, Dodd-Franks and the Future of Financial Advice reforms ...

IQPC conference tackles operational risk

MARK SMITH  |  MONDAY, 15 OCT 2012
The IQPC Financial Services Operational Risk and Compliance conference in early December is designed to help advisers assess risk, get the most from their budget and develop strategies to overcome the challenges posed by regulatory change. Recent scandals ...

NZ Superannuation completes five new hires

LINDA HAUSKEN  |  WEDNESDAY, 19 SEP 2012
... has also appointed David Sara to the position of general manager operations, responsible for IT, portfolio risk and compliance, and investment operations. Sara, who joined the Guardians in 2009 as head of corporate strategy, has substantial experience ...

Aust lags in financial job market

MELANIE TIMBRELL  |  TUESDAY, 17 JUL 2012
... buy-side firms opportunistically taking on bankers keen for a more stable environment, an increased focus on risk and compliance due to fluctuations in markets and changing regulation and off-shoring roles to lower cost destinations within APAC. The ...

Instos increase alternative allocations

MELANIE TIMBRELL  |  THURSDAY, 24 MAY 2012
... that many of the more traditional hedge fund providers don't have - principally, a really well constructed risk and compliance environment and a high level of transparency about risk taking and position taking within the strategy." Wilson believes the ...