Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 221 - 230 of 306 results for "risk and compliance"

FSC and FOS appoint former ASX chief risk officer

ALEX BURKE  |  TUESDAY, 30 JAN 2018
... non-executive director of the Clean Energy Regulator. Previously, Brown was the ASX's chief risk officer, as well as risk and compliance general manager at the Sydney Futures Exchange. She has also held multiple senior roles at KPMG. "I am pleased to ...

Powerwrap, OneVue vets join MGP

JAMIE WILLIAMSON  |  MONDAY, 1 JAN 2018
... the recurring income streams of advisers, MGP said. MGP has also announced the appointment of a new head of risk and compliance, Craig Giffin. Giffin has been working with the managed accounts provider since February 2017 and now moves into a permanent ...

Former Challenger executive joins HUB24

KARREN VERGARA  |  WEDNESDAY, 20 DEC 2017
... director, replacing Vaughan Webber who will retire as a non-executive director and chair of the platform's Audit, Risk and Compliance Committee. Rogan has worked in various executive financial services roles across MLC, NAB and Challenger Group. He was ...

Meat industry fund welcomes new chief executive

JAMIE WILLIAMSON  |  FRIDAY, 1 DEC 2017
... and administration, investments and futures trading. Prior to AMIST Super, Rutherford was senior manager, risk and compliance at SFG Australia, departing shortly after it was acquired by IOOF. He has also held a range of roles with ANZ Wealth and is ...

Increased scrutiny driving regtech need

JAMIE WILLIAMSON  |  TUESDAY, 10 OCT 2017
... chief executive Matt Symons said he was delighted with the hype surrounding regtech and its ability to make risk and compliance more exciting and positive. "Good governance starts with capability and the right set of tools - this is a terrific catalyst ...

Former TCorp executives join FIIG

JAMIE WILLIAMSON  |  TUESDAY, 3 OCT 2017
... Asset Management, Perpetual Equities Investment Company and Hunter Water. Feldmanis will chair the audit, risk and compliance committee while Knight will join the audit, risk and compliance committee and the nominations and remuneration committee. FIIG ...

Australian Ethical sees 34pct member surge

ALEX BURKE  |  THURSDAY, 31 AUG 2017
... order to minimise the chances of such an error reoccurring we have increased our resrouces in key operational, risk and compliance roles. This is a step-change strengthening of our support infrastructure to ensure that we have a strong basis for growth," ...

Funds management not up to scratch: ASIC

EMMA RAPAPORT  |  WEDNESDAY, 14 JUN 2017
... profiling methodology. The surveillance analysed responses provided by responsible entities on governance, risk and compliance with the Corporations Act and licence conditions, disclosures, cyber-resilience and use of fund assets. Three unnamed responsible ...

BTIM strengthens risk and operations divisions

JAMIE WILLIAMSON  |  WEDNESDAY, 8 MAR 2017
... asset management, structuring private equity transactions and acquisitions. Coles was most recently chief risk and compliance officer for State Bank of India, prior to which he was head of risk management for Australia and New Zealand and corporate operational ...

Super to drive employment in 2017

JAMIE WILLIAMSON  |  MONDAY, 6 MAR 2017
... expected to be across marketing, sales and administration. Other areas identified for growth include technology, risk and compliance, operations, and member/investor engagement. However, a quarter of respondents revealed an expectation to reduce staff ...