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Showing 251 - 260 of 306 results for "risk and compliance"

Evolving super sparks C-suite shift

DARREN SNYDER  |  MONDAY, 16 NOV 2015
... marketing executive titles were prevalent, occurring at 64% of the funds. This was followed by the key areas of risk and compliance (54%) and operations (54%). Carrying an advice executive title occurred at 42% of larger funds and 7% of smaller funds. ...

ME and mutuals must embrace fintech

DARREN SNYDER  |  MONDAY, 9 NOV 2015
... RISKflo to help executives have a clearer view of risk management and prevention. ME general manager operational risk and compliance Sean Coady is quoted in the KPMG report as saying that RISKflo has "removed administrative complexity and cost helping ...

Banks face wealth management challenges

DARREN SNYDER  |  TUESDAY, 3 NOV 2015
... key challenge for the majors with continued pressure on margins impacting earnings. "Significant spend on risk and compliance projects has continued as systems are implemented to assist in satisfying new regulatory obligations, including Stronger Super ...

ASIC funding model needs "meat on the bones"

LAURA MILLAN  |  TUESDAY, 13 OCT 2015
... account that higher market capitalisation companies are generally better resourced and have strong governance, risk and compliance programs. It cannot be assumed that they demand more frequent regulator attention," he said. "The reality is smaller cap ...

Club Plus Super appoints three senior execs

MARK SMITH  |  TUESDAY, 22 SEP 2015
... strategic relationships, Gemma Dooley joins as head of investments and Lindy Hunt joins as head of legal, audit, risk and compliance. It follows chief operating officer Phil Grindley leaving the industry fund after seven years to join a children's centre ...

CBA profit tops $9 billion

DARREN SNYDER  |  WEDNESDAY, 12 AUG 2015
... regulatory compliance and financial planning remediation costs the major drivers. CBA invested $1.2 billion on risk and compliance projects, technology and productivity. During the past financial year CBA paid more than $6.8 billion in dividends to about ...

UniSuper appoints legal specialists

DARREN SNYDER  |  THURSDAY, 6 AUG 2015
... services for finance, operations, technology and projects, is Ruby Yadav. Yadav has previously led operational risk and compliance teams for retail products and digital banking, including roles at ANZ, KPMG and GE Capital. She also has non-executive ...

Centrepoint freshens leadership team with two hires

MARK SMITH  |  FRIDAY, 29 MAY 2015
... Centrepoint Alliance has made two new leadership appointments, one to its board and the other to its group audit, risk and compliance (GARC) committee. The move is part of a wider strategy to renew board and committee members which the ASX-listed company ...

MyPlanner launches managed account solution

LAURA MILLAN  |  TUESDAY, 10 MAR 2015
... of our planners don't have the time, experience or desire to build portfolios, and licensees don't want the risk and compliance headache associated with inexperienced advisers trying to manage portfolios," MyPlanner managing director Philippa Sheehan ...

CBA wealth management FUA up 11%

MARK SMITH  |  WEDNESDAY, 11 FEB 2015
... long term growth continued, with $595 million invested in a set of initiatives, including $167 million for risk and compliance related projects. On the outlook for the 2015 calendar year, Narev said: "The Australian economy has many of the foundations ...