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Showing 261 - 270 of 306 results for "risk and compliance"

St George head of advice joins Anne Street

LAURA MILLAN  |  MONDAY, 9 FEB 2015
... representatives through specialised SMSF training. The firm has also engaged an independent expert and hired a head of risk and compliance. Correction: This article has been updated 9/2/2015 to remove references regarding the company being under an EU ...

Magellan expands chairman role, appoints CIO

JAMES FERNYHOUGH  |  MONDAY, 1 DEC 2014
... Magellan Asset Management Limited. He will also join the management committee, the investment committee and the risk and compliance committee. Meanwhile, Magellan chief executive and managing director Hamish Douglass will assume the additional role of ...

Anne Street Partners beefs up risk and compliance

MARK SMITH  |  MONDAY, 24 NOV 2014
... appointed a legal expert from Centric Wealth. Lisa Hayes joins the company as general counsel and head of legal, risk and compliance. In this role she will be responsible for developing, implementing and maintaining a risk and compliance program across ...

Westpac director resigns from board

MARK SMITH  |  MONDAY, 3 NOV 2014
... been a member of the Westpac Board since December 2011. During her time as a director, she served on both the risk and compliance and remuneration committees. Following her relocation to the United States, it is expected that her commitments as the of ...

Hedge funds risk collapse without middle office upgrades

MARK SMITH  |  WEDNESDAY, 16 JUL 2014
... institutions are increasingly beginning their conversations with all fund managers with a discussion about risk and compliance, rather than potential returns. "Many hedge funds have fundamentally re-evaluated their business models following new regulations ...

Equipsuper removes CFO role, adds key staff

LAURA MILLAN  |  THURSDAY, 12 JUN 2014
Equipsuper has removed the role of chief financial officer and brought all risk and compliance staff under the newly-created position of chief risk officer. As a consequence of the changes in the superannuation fund's leadership team, chief financial ...

Equity Trustees Limited creates risk role

HARRY PAGE  |  THURSDAY, 22 MAY 2014
Equity Trustees Limited (EQT) has appointed Amanda Noble to the newly created role of head of risk and compliance after the $150 million acquisition of ANZ Trustees Limited. Equity Trustees managing director Robin Burns will head up the newly formed ...

Super fund custody 'fee holidays' revealed

JAMES FERNYHOUGH  |  TUESDAY, 22 APR 2014
... those deals," he said. "Typically a custody and fund admin deal has a minimum five-year timeline, mainly for risk and compliance reasons, and you'll see a number of superannuation funds that have done deals with custodians in the last three or four years ...

Treasury Group buys ex-Macquarie boutique

ALICE URIBE  |  WEDNESDAY, 16 APR 2014
... expected to be completed in the coming months. It will also provide a range of support services to ROC including risk and compliance, accounting and operational support services. Upon completion it is expected that the chief executive of Treasury Group ...

La Trobe mortgage fund gets "Strong" rating

STAFF WRITER  |  WEDNESDAY, 26 FEB 2014
... scale." The report further stated: "The Fund's consistent performance is attributed to sound management of risk and compliance management, systematic governance, and a stable financial profile". La Trobe Financial has also been strongly rated by other ...