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Showing 221 - 230 of 595 results for "Counsel"

Retail clients win under new ASIC powers: Lawyers

KARREN VERGARA  |  TUESDAY, 28 MAY 2019
... target market determinations and specify distribution information. Authors Harry New (partner) and Vince Battaglia (special counsel) say there appears to be a regulatory shift taking place as the current regime is insufficient to protect retail clients. ...

AFCA seeks to strengthen leadership

ELIZABETH MCARTHUR  |  THURSDAY, 23 MAY 2019
... newly-created senior roles. Chief ombudsman and chief executive David Locke will appoint a deputy chief ombudsman and general counsel. The new leadership roles will be necessary as AFCA's jurisdiction expands; from the start of July the authority will ...

Industry fund appoints inaugural CIO

KANIKA SOOD  |  WEDNESDAY, 22 MAY 2019
... external managers in implementing the investment strategy. He will also join the executive team, which recently added general counsel and fund secretary Katie Simpson and general manager, customer insight and product Sea Marteene. "The decision to appoint ...

First State Super integrates advice, overhauls leadership

ELIZABETH MCARTHUR  |  THURSDAY, 18 APR 2019
... important executive roles in the evolution and growth of our award-winning financial advice business. I have valued their counsel and leadership and thank them for their outstanding contribution." Further changes flagged by the fund include the retirement ...

Financial advice in 2030: What does it look like?

JAMIE WILLIAMSON  |  TUESDAY, 9 APR 2019
If every one of the recommendations to come out of the Royal Commission and the Productivity Commission was implemented verbatim, by 2030 the financial advice industry would look very different. WealthDigital predicts Australia's financial advice ...

Budget: RC response to cost over $600m

HARRISON WORLEY  |  TUESDAY, 2 APR 2019
... cost $11.2 million in 2019-20. Finally, $900,000 in additional funding has been set aside for the Office of Parliamentary Counsel to deal with the volume of legislative drafting that will be required to implement the Government's responses to the Commission. ...

Trump will continue to buoy stock markets: Poll

KARREN VERGARA  |  MONDAY, 1 APR 2019
... global share markets, Financial Standard's latest spot poll shows. The majority of readers (68%) agree that since special counsel Mueller's investigation, which found Trump did not obstruct justice, stock markets will continue to outperform. In response ...

Financial services industry digs deep for charity

ELIZABETH MCARTHUR  |  MONDAY, 1 APR 2019
The annual FICAP 'Who Wants to be a RockStar?' event was a resounding success, as the financial services industry dug deep for charity. The event raised almost $300,000 for Raise, Learning Links and the Starlight Children's Foundation. About 800 people ...

ABA moves to protect vulnerable customers

ELIZABETH MCARTHUR  |  WEDNESDAY, 20 MAR 2019
Customers at risk of elder abuse, those ending a violent relationship and people experiencing long-term illness are the focus of new guidelines proposed by the Australian Banking Association. The ABA opened a consultation to the public which will result ...

IFM Investors adds policy director

KARREN VERGARA  |  THURSDAY, 28 FEB 2019
... strategy and policy. Prior to joining ISA, May worked at the US Securities and Exchanges Commission (SEC) where he was counsel to Commissioner Luis A. Aguilar. He also assisted with the regulatory response to the Global Financial Crisis. IFM global head ...