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Showing 1 - 10 of 20 results for "Sydney District Court"

Big Un finance chief's insider trading charges dropped

KARREN VERGARA  |  TUESDAY, 2 JUN 2026
... executive Richard Evans (formerly Evertz) pleaded guilty to one count of communicating inside information at the Sydney District Court in April. ASIC said Evans communicated inside information about Big Un to a shareholder in early 2017, when he ought ...

Former Big Un chief pleads guilty to insider trading

RIDDHIMA TALWANI  |  FRIDAY, 10 APR 2026
... technology firm Big Un Richard Evans has pleaded guilty to one count of communicating inside information in Sydney District Court. Evans, formerly Evertz, gave inside information about Big Un to a shareholder around 10 January 2017, knowing reasonably ...

Pump and dump conspirators sentenced

MATTHEW WAI  |  TUESDAY, 23 DEC 2025
The four people who conspired in a pump and dump scheme were delivered their sentences at the Sydney District Court, ASIC said. Larisa Quinlan, Kurt Stuart, Emma Summer, and Syed Yusef have been sentenced to between 14 months and two years' imprisonment ...

BitConnect promoter pleads guilty

KARREN VERGARA  |  MONDAY, 20 MAY 2024
... product known as the Lending Platform on social media and seminars across the country. Bigatton faced the Sydney District Court on May 16 and admitted to providing unlicensed financial services on behalf of another person contrary to section 911B (1) ...

Third person pleads guilty in Courtenay House Ponzi scheme

ANDREW MCKEAN  |  WEDNESDAY, 20 MAR 2024
... April 22 and April 24 in the Supreme Court of NSW. Following his guilty plea, Sipina was committed to the Sydney District Court for sentencing. His first appearance before that Court will be on April 19. On 21 February 2023, Sipina was charged with carrying ...

Former adviser pleads guilty to fabricating evidence

ANNABELLE DICKSON  |  THURSDAY, 18 NOV 2021
... in a hearing before an ASIC delegate. He has been granted conditional bail and has been committed to the Sydney District Court for sentencing on December 10. Nesseim was permanently banned from providing financial services in 2018 and later banned from ...

Former adviser pleads guilty to theft, dishonesty

KANIKA SOOD  |  TUESDAY, 22 DEC 2020
... failed IPO raise from which he redirected their funds. Following the guilty plea, he will be sentenced in Sydney District Court on 20 April 2021. Flowers was the director of Flowers Financial Group Pty Ltd and Flowers Financial Management, both of which ...

Former adviser pleads guilty to stealing client funds

ELIZA BAVIN  |  WEDNESDAY, 18 NOV 2020
... Local Court, where he pleaded guilty to 15 offences under the Corporations Act and was committed to the Sydney District Court for sentencing. The case against Hopkins alleged that between 14 October 2016 and 8 October 2019, Hopkins, the sole director ...

Wealthsure adviser guilty to criminal charges

LAURA MILLAN  |  WEDNESDAY, 21 AUG 2013
... charges following an Australian Securities and Investments Commission (ASIC) investigation. Appearing in the Sydney District Court, Brian William Veitch, formerly of Minto, New South Wales, pleaded guilty to 22 counts of using a false instrument. Veitch ...

Former Bell Potter adviser sentenced to 5 years jail

LAURA MILLAN  |  THURSDAY, 23 MAY 2013
... the money as agreed with his clients between September 2002 and October 2008. Evans pleaded guilty in the Sydney District Court to 10 counts of misappropriating funds and five further counts were also considered in sentencing. ASIC's concerns arose from ...
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