Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 11 - 20 of 20 results for "Sydney District Court"

Former mortgage broker convicted

MARK STORY  |  FRIDAY, 25 JAN 2013
... with ASIC's investigation, good character, history and remorse for acting dishonestly in this case, the Sydney District Court imposed a two-year good behaviour bond on Mr Nguyen. ASIC Commissioner Peter Kell said brokers must familiarise themselves with ...

Financial adviser sentenced on fraud charges

LINDA HAUSKEN  |  WEDNESDAY, 23 MAY 2012
... Patrick Hobson, a former senior financial adviser has been convicted and sentenced on fraud charges in the Sydney District Court, following an ASIC investigation. Hobson was a senior financial adviser employed by Binma which operates the North Sydney ...

Unlicensed adviser charged

MICHAEL HOBBS  |  MONDAY, 4 AUG 2008
... after an Australian Securities and Investment Commission (ASIC) investigation. Tivay was convicted in the Sydney District Court following an ASIC inquiry that found he provided financial services on behalf of Progressive Investments Securities (PIS) ...

Adviser gets community service

RUTH LIEW  |  MONDAY, 14 APR 2008
... service for giving unlawful advice. Mohammad Zareei of Baulkham Hills, New South Wales, was sentenced by the Sydney District Court to 250 hours community service following an Australian Securities and Investments Commission (ASIC) investigation into ...

Doja faces jail time

RUTH LIEW  |  MONDAY, 31 MAR 2008
... adviser Tunde Doja was last Friday sentenced to a minimum of three years and eight months imprisonment in the Sydney District Court following an investigation by the Australian Securities and Investments Commission (ASIC) into Progressive Investment ...

Investment management company director gaoled for seven years

The Sydney District Court has sentenced Robert Walker to seven years' gaol with a non-parole period of four and a half years after he pleaded guilty to 21 counts of deception under the Crimes Act 1900. ASIC brought the charges against Walker that related ...

Former AMP superannuation agent jailed

A former AMP superannuation agent was sentenced yesterday in the Sydney District Court to two years and 10 months imprisonment, with a non-parole period of 15 months, in relation to charges brought by the Australian Securities and Investments Commission ...

Former AMP agent pleads guilty to ASIC charge

Harold Frederick Moses, a former AMP superannuation agent, has pleaded guilty in the Sydney District Court to one count of defrauding a former client laid by the Australian Securities and Investments Commission (ASIC). Mr Moses operated a superannuation ...

Former AMP superannuation agent to stand trial

Harold Moses, a former AMP superannuation agent, has been committed to stand trial in the Sydney District Court on six charges of cheating and fraud laid by the Australian Securities and Investments Commission (ASIC) under the New South Wales Crimes ...

Bo Long companies put into liquidation: ASIC

... now bankrupt and the interim orders have been lifted. Johnstone as been committed for sentencing at the Sydney District Court on April 11 2003 and the Commonwealth director of public prosecutions is prosecuting the matter.
PAGE:
2