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Showing 1831 - 1840 of 3513 results for "compliance"

O'Dwyer names CIPR advisory group

JAMIE WILLIAMSON  |  MONDAY, 19 FEB 2018
... consumer and superannuation sector, including in asset management, aged care, consumer protection, product development and compliance, academia, and law." Following advice from the group the Government will undertake broader consultation with all stakeholders ...

ATO closely monitoring SMSF balance caps

KARREN VERGARA  |  MONDAY, 19 FEB 2018
... transitional CGT relief that is available," he said. Secondly, SMSFs with members who took advantage of the practical compliance approach to commutations before 1 July 2017, by requesting that any amount in excess of the $1.6 million transfer balance ...

Copia appoints new CFO from Mutual Trust

ALEX BURKE  |  MONDAY, 19 FEB 2018
... general manager - finance, and during his tenure Voskresensky had oversight of finance operational duties as well as compliance and reporting obligations concerning the Mutual Trust Cash Fund. Voskresensky's appointment occurred in the same month that ...

Crypto hype drives new partnership

JAMIE WILLIAMSON  |  THURSDAY, 15 FEB 2018
... for digital currencies, saying the administrator has been inundated with inquiries from trustees. "Our role as SMSF compliance specialists isn't to give advice to self-directed investors on whether this is the right investment option for their fund ...

VanEck launches sustainable ETF

KARREN VERGARA  |  MONDAY, 12 FEB 2018
... the role of head of business development for APAC. VanEck Australia general counsel Russell Grigg is now also head of compliance - APAC; vice president of business development Nicholas Jackson will oversee private banks and family offices in the region ...

SEC cracks down on fee transparency

KARREN VERGARA  |  FRIDAY, 9 FEB 2018
... clearing agencies, national securities exchanges, and transfer agents, focusing on certain aspects of their operations and compliance. Cybersecurity is also an area of interest, as programs initiated by the SEC will prioritise governance and risk assessment ...

Colonial First State awards $385m mandate

ALEX BURKE  |  FRIDAY, 9 FEB 2018
... (chief control officer). Von Tippelskirch, who has been with the bank for 18 years, will also be responsible for legal, compliance, risk, governance and legal entity management. He was most recently the global head of incident and investigation management. ...

Industry fund on the hunt for investment operations boss

ALEX BURKE  |  FRIDAY, 9 FEB 2018
... the investment team's back and middle office, as well as support teams including operations, analytics, risk, legal, compliance and tax. "We're proud of our outstanding returns - 11.85% this past year - placing us in the top 25% of Australian superfunds ...

AAT issues stay on Poidevin appeal to ASIC ban

JAMIE WILLIAMSON  |  FRIDAY, 9 FEB 2018
... transactions only be executed by the head DTR. The AAT further ordered that Poidevin actively and in good faith participate in compliance training conducted by an appropriately qualified provider.

CBA puts away $500m for regulatory costs

DARREN SNYDER  |  WEDNESDAY, 7 FEB 2018
... During the six month period it also set aside $200 million for "expected costs relating to currently known regulatory, compliance and remediation program costs, including the Financial Services Royal Commission." This meant an underlying operating expenses ...