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Showing 1811 - 1820 of 3513 results for "compliance"

Future Fund reshuffles investment team

KARREN VERGARA  |  THURSDAY, 8 MAR 2018
... add to his responsibilities the role of chief risk officer. This role brings the investment and operational risk, and compliance functions alongside his existing responsibilities in legal services and board secretariat. Future Fund chief executive David ...

Global asset manager rebrands

KARREN VERGARA  |  THURSDAY, 8 MAR 2018
... Ibrahima Kobar as deputy chief executive, and chief investment officer; JeanChristophe Morandeau as head of legal, compliance and risks; Lientu Lieu as head of business strategy; and Sylvie Soulere-Guidat as head of human resources. Natixis Investment ...

Bravura rolls out DB super functionality

KANIKA SOOD  |  WEDNESDAY, 7 MAR 2018
... messaging product for SuperStream, Babel, which combined with Sonata provides an automated, end-to-end SuperStream compliance solution. Bravura will license the defined benefit feature to new and existing Sonata clients and LGIAsuper has been announced ...

Australian Ethical Investment executive departs

JAMIE WILLIAMSON  |  MONDAY, 5 MAR 2018
... joint chief financial officer and chief operating officer Mark Shanahan leave. ST Consult specialises in governance, compliance and risk management advice and services to APRA and ASIC regulated entities. ST Consult was founded by former Australian Ethical ...

ASIC hits former Westpac, NAB, YBR adviser with permanent ban

ALEX BURKE  |  MONDAY, 5 MAR 2018
... Releasing its latest enforcement report, the regulator said it will be paying particular attention to financial advisers' compliance with the best interests' duty and their obligation to provide appropriate advice to clients. In line with Report 499 ...

Equipsuper appoints head of risk

KARREN VERGARA  |  FRIDAY, 2 MAR 2018
Equipsuper made an internal promotion to appoint a head of risk and combine the fund's legal and compliance functions. Tahlia Parrish will take on the role Paul Synhur vacated to become head of member advisory in February. Parrish joined the $14 billion ...

ASIC to target non-compliant advisers and AFSLs

JAMIE WILLIAMSON  |  THURSDAY, 1 MAR 2018
... Releasing its latest enforcement report, the regulator said it will be paying particular attention to financial advisers' compliance with the best interests' duty and their obligation to provide appropriate advice to clients. In line with Report 499 ...

SMSF trustees warned on non-compliant crypto

JAMIE WILLIAMSON  |  THURSDAY, 1 MAR 2018
... are being warned to do their homework before investing in cryptocurrency as they risk inadvertently breaching crucial compliance regulations. According to Bitcoin Trader partner Warrick Pleash, there are trustees investing in cryptocurrency on behalf ...

Netwealth doubles managed account FUM

JAMIE WILLIAMSON  |  WEDNESDAY, 28 FEB 2018
... language processing platform, Nod. Heine said he was eager to participate because the generation and management of compliance driven documentation continues to be a major pain point for the advice industry and the fintech could save advice practices ...

ClearView appoints head of distribution strategy

ALEX BURKE  |  WEDNESDAY, 28 FEB 2018
... adapt to change by being more efficient and productive. Many practices are struggling to deal with the regulatory and compliance burden, not to mention increasing uncertainty about the future, so it's imperative for us to help them understand, prepare ...