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Showing 1841 - 1850 of 3516 results for "compliance"

Industry fund on the hunt for investment operations boss

ALEX BURKE  |  FRIDAY, 9 FEB 2018
... the investment team's back and middle office, as well as support teams including operations, analytics, risk, legal, compliance and tax. "We're proud of our outstanding returns - 11.85% this past year - placing us in the top 25% of Australian superfunds ...

AAT issues stay on Poidevin appeal to ASIC ban

JAMIE WILLIAMSON  |  FRIDAY, 9 FEB 2018
... transactions only be executed by the head DTR. The AAT further ordered that Poidevin actively and in good faith participate in compliance training conducted by an appropriately qualified provider.

CBA puts away $500m for regulatory costs

DARREN SNYDER  |  WEDNESDAY, 7 FEB 2018
... During the six month period it also set aside $200 million for "expected costs relating to currently known regulatory, compliance and remediation program costs, including the Financial Services Royal Commission." This meant an underlying operating expenses ...

Board appointment at Westpac

KARREN VERGARA  |  WEDNESDAY, 7 FEB 2018
... who was a senior partner at KPMG, will serve as an independent non-executive director and a member of the risk and compliance, and audit committees effective March 7. Nash was nominated as a partner of KPMG Australia in 1993, and was national chair for ...

Advisers can fill aged care demand gap: Study

KARREN VERGARA  |  WEDNESDAY, 7 FEB 2018
... demands, which can lead to growth prospects in this area. They must have an aged care solution in place that includes a compliance framework in delivering aged care advice, accreditation training, access to practical tools and efficient planning software ...

Spring FG wealth GM departs in management restructure

ALEX BURKE  |  TUESDAY, 6 FEB 2018
... client adviser Michael Pelosi will become national head of client strategy and management; and head of education and compliance Cara Edwards will join the executive team of group head of compliance and education. In addition to the above, Spring FG's ...

Thomson Reuters sells analytics business to institutional investors

DARREN SNYDER  |  FRIDAY, 2 FEB 2018
... professionals. It also provides regulatory and risk management solutions to help customers anticipate and manage risk and compliance. Blackstone senior managing director Martin Brand said the F&R division "has tremendous assets, including a world-leading ...

Grant Thornton adds financial services partner

KARREN VERGARA  |  FRIDAY, 2 FEB 2018
... services providers and superannuation funds such as BlackRock, First State Super, NSW Treasury and NAB Wealth, delivering compliance and advisory engagements across a range of areas and issues. This appointment follows the recent return of partner Chris ...

Insto investors looking for company transparency: Research

ALEX BURKE  |  FRIDAY, 2 FEB 2018
... their ESG commitments. "What these answers tell us is that respondents to the Morrow Sodali survey are looking beyond compliance and one-size-fits-all voting policies," the report said. "Instead they are seeking specific information from individual portfolio ...

MGP flags global search for COO and head of product

ALEX BURKE  |  FRIDAY, 2 FEB 2018
... continues." In January, MGP appointed Richard Carr as business development manager and Craig Giffin as head of risk and compliance. Carr joined from Powerwrap, where he was head of sales across separately managed accounts, wrap and execution services. ...