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Showing 1801 - 1810 of 3513 results for "compliance"

Nationwide Super joins Russell alliance, cuts fees

KANIKA SOOD  |  WEDNESDAY, 28 MAR 2018
... gaining considerable cost advantages in areas such as investments, administration, product management, technology and compliance," Nationwide Super chief executive Ian Morante said. In addition to cutting fees for its 35,000 members, Nationwide will ...

Adviser builds new practice under Elders banner

DARREN SNYDER  |  WEDNESDAY, 28 MAR 2018
... a great advice business." "EFP has the capabilities in place to provide me with cutting edge practice development, compliance, technical and education support services which was a crucial choice for me in this environment of industry change," she said. ...

PJC doubts life insurance industry can self-regulate

KARREN VERGARA  |  WEDNESDAY, 28 MAR 2018
... with ASIC and therefore become mandatory for all industry participants, the report said. It would also give the code compliance committees power to determine whether breaches occurred, give the Australian Financial Complaints Authority (AFCA) ability ...

MGP partners with advice firm

JAMIE WILLIAMSON  |  TUESDAY, 27 MAR 2018
... service without applying for a MDA license. "Managed Accounts Holdings can deliver a fully outsourced and integrated MDA compliance framework. Additionally, our independent open architecture business model and the ability and appetite for firms to control ...

ABA makes new code compulsory

KANIKA SOOD  |  MONDAY, 26 MAR 2018
... customers about service fees before they are incurred. It also asks for an independent body called the Banking Code of Compliance Committee (BCCC) which will monitor compliance with the code, investigate breaches, and apply sanctions. The code, when ...

AMP flags new practice management platform

ALEX BURKE  |  TUESDAY, 20 MAR 2018
... policy administration and telephony. AMP said the new tool "aims to help advisers better serve their clients, meet compliance requirements and reduce operational costs." The wealth group described Goals 360, which was developed in partnership with Milliman ...

Asset managers gearing for growth in 2018

KARREN VERGARA  |  MONDAY, 19 MAR 2018
... as new tax rules challenge historic tax structures. For example, the US recent tax reforms, the Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS) rules for sharing of tax information about individuals between countries are ...

Super industry wants tougher insurance code

KARREN VERGARA  |  MONDAY, 19 MAR 2018
... Nardella says. He says super funds that approach the code more as a means to drive competitive advantage rather than a compliance requirement, stand to win. This is an extract of a news story first published in the latest issue of Financial Standard. ...

Successful implementation of super code critical

STEPHEN FAY, JAMIE WILLIAMSON  |  THURSDAY, 15 MAR 2018
... Superannuation Industry Working Group, Jim Minto saying that while it is voluntary and there will be no overarching compliance monitoring market pressure will prove sufficient to drive results. Association of Superannuation Funds of Australia chief executive ...

Crunch time for limited MDA advisers

KARREN VERGARA  |  WEDNESDAY, 14 MAR 2018
... licence by 1 October 2018. Advisers should be careful not to fall into the trap of unknowingly operating outside the compliance boundaries or running two business models to cater for the changes, he warned. "There are also no guarantee advisers will ...