Search Results | Showing 1801 - 1810 of 3513 results for "compliance" |
| | | ... gaining considerable cost advantages in areas such as investments, administration, product management, technology and compliance," Nationwide Super chief executive Ian Morante said. In addition to cutting fees for its 35,000 members, Nationwide will ... |
| | | | ... a great advice business." "EFP has the capabilities in place to provide me with cutting edge practice development, compliance, technical and education support services which was a crucial choice for me in this environment of industry change," she said. ... |
| | | | ... with ASIC and therefore become mandatory for all industry participants, the report said. It would also give the code compliance committees power to determine whether breaches occurred, give the Australian Financial Complaints Authority (AFCA) ability ... |
| | | | ... service without applying for a MDA license. "Managed Accounts Holdings can deliver a fully outsourced and integrated MDA compliance framework. Additionally, our independent open architecture business model and the ability and appetite for firms to control ... |
| | | | ... customers about service fees before they are incurred. It also asks for an independent body called the Banking Code of Compliance Committee (BCCC) which will monitor compliance with the code, investigate breaches, and apply sanctions. The code, when ... |
| | | | ... policy administration and telephony. AMP said the new tool "aims to help advisers better serve their clients, meet compliance requirements and reduce operational costs." The wealth group described Goals 360, which was developed in partnership with Milliman ... |
| | | | ... as new tax rules challenge historic tax structures. For example, the US recent tax reforms, the Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS) rules for sharing of tax information about individuals between countries are ... |
| | | | ... Nardella says. He says super funds that approach the code more as a means to drive competitive advantage rather than a compliance requirement, stand to win. This is an extract of a news story first published in the latest issue of Financial Standard. ... |
| | | | ... Superannuation Industry Working Group, Jim Minto saying that while it is voluntary and there will be no overarching compliance monitoring market pressure will prove sufficient to drive results. Association of Superannuation Funds of Australia chief executive ... |
| | | | ... licence by 1 October 2018. Advisers should be careful not to fall into the trap of unknowingly operating outside the compliance boundaries or running two business models to cater for the changes, he warned. "There are also no guarantee advisers will ... |
|