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Showing 161 - 170 of 437 results for "Pty Ltd"

Ex Genesys CEO joins boutique board

JAMES FERNYHOUGH  |  FRIDAY, 26 JUL 2013
Boutique investment management firm Implemented Portfolios Pty Ltd has appointed Greg Kirk to the company's board as a non-executive director. Kirk has executive experience across the financial services, including a period as chief executive of Genesys ...

Adviser uses dead people to earn commission

JAMES FERNYHOUGH  |  FRIDAY, 5 JUL 2013
... non-existent people to earn commissions on insurance applications. Pavan Vyas, an employee of Lionsgate Financial Group Pty Ltd and HNW Planning Pty Ltd, arranged insurance cover for clients - some of whom, ASIC found, did not exist. The practice is ...

Company director charged with QLD property fraud

JAMES FERNYHOUGH  |  WEDNESDAY, 19 JUN 2013
... following an investigation by the Australian Securities and Investments Commission (ASIC). Hill, of Hill Stephens & Associates Pty Ltd (HSA), allegedly dishonestly induced various investors to pay approximately $618,000 to acquire interests in a "house ...

Free service may help advisers bypass FoFA costs

JAMES FERNYHOUGH  |  THURSDAY, 6 JUN 2013
... already on the approved product list of several advisory and dealer groups, including William Buck Wealth Advisors (NSW) Pty Ltd. Murray also said Curve is exploring the possibility of incorporating TD Gateway into existing independent platforms.

ASIC sends warning to property spruikers

JAMES FERNYHOUGH  |  THURSDAY, 16 MAY 2013
The Australian Securities and Investment Commission (ASIC) has revoked the credit licence of Money Choice Pty Ltd after an investigation found the company had failed to comply with credit laws. The Melbourne-based company's director, Matthew George ...

ASIC warns planners, be careful who you hire

JAMES FERNYHOUGH  |  TUESDAY, 7 MAY 2013
... make sure that all licensees are fully aware of the need to do this,' Kell said. Sydney-based securities dealer Aliom Pty Ltd is the latest licensee to be affected by ASIC's crackdown. In 2012 the corporate regulator found Aliom had failed to comply ...

Former SMSF adviser sentenced

LAURA MILLAN  |  TUESDAY, 23 APR 2013
... 2012 Dangar pleaded guilty to falsely claiming in a document lodged with ASIC, to being a director of SMSF Consulting Pty Ltd. In February 2013 Dangar received concurrent suspended sentences of 18 months imprisonment in relation to his charges of obtaining ...

Radar Results creditors meeting to go ahead

ALICE URIBE  |  MONDAY, 15 APR 2013
The first meeting of Radar Results Pty Ltd. creditors will take place tomorrow, less than two weeks after the financial planning consultancy company was placed into liquidation. Liquidators CRS Warner Kugel will lead discussion about whether to appoint ...

Securities dealer scales back after ASIC review

LAURA MILLAN  |  THURSDAY, 4 APR 2013
... the authorisations for all but one of its representatives. The former representatives include Romad Financial Services Pty Ltd (RFS) and International Securities & Derivatives Group (ISDG). ASIC also announced yesterday that it has banned accountant ...

Hamilton prepares counter-bid for Elders forestry scheme

MARK SMITH  |  THURSDAY, 7 MAR 2013
... Australia. Elders is under financial pressure to offload the forestry assets and has agreed a $70 million deal with Santanol Pty Ltd. For the deal to go through Hamilton executive director Giles Craig says that Elders requires the support of unit holders. ...