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Showing 161 - 170 of 441 results for "Pty Ltd"

Bankrupt adviser gets nine month ban

STAFF WRITER  |  TUESDAY, 3 DEC 2013
... lifted when McCreath's bankruptcy ends. McCreath was an authorised representative of Australian Life Insurance Distribution Pty Ltd and provided statements of advice. He has the right to lodge an appeal with the Administrative Appeals Tribunal for a ...

van Eyk completes rebrand following NZ acquisitions

MARK SMITH  |  WEDNESDAY, 25 SEP 2013
... been renamed Blueprint Investment Management Limited. Both companies are wholly owned and operated by van Eyk Research Pty Ltd and are unrelated to Australia's Perpetual Limited. "Our valued New Zealand clients and investors stand to benefit from van ...

Xpress Super adds direct property to SMSF platform

JAMES FERNYHOUGH  |  TUESDAY, 27 AUG 2013
... and insurance with Australian Group Insurances Australia Limited. Xpress Super is the low-cost offering of SuperGuardian Pty Ltd, whose more expensive, varied platform goes by the name SuperGuardian. Together, around 2,000 SMSF trustees use one of the ...

ASIC cancels Perth stockbroker's licence

JAMES FERNYHOUGH  |  THURSDAY, 1 AUG 2013
Perth securities dealer Stellar Securities Pty Ltd has lost its Australian financial services licence (AFSL) over compliance issues. The Australian Securities and Investments Commission (ASIC) found Stellar Securities had failed to comply with conditions ...

Ex Genesys CEO joins boutique board

JAMES FERNYHOUGH  |  FRIDAY, 26 JUL 2013
Boutique investment management firm Implemented Portfolios Pty Ltd has appointed Greg Kirk to the company's board as a non-executive director. Kirk has executive experience across the financial services, including a period as chief executive of Genesys ...

Adviser uses dead people to earn commission

JAMES FERNYHOUGH  |  FRIDAY, 5 JUL 2013
... non-existent people to earn commissions on insurance applications. Pavan Vyas, an employee of Lionsgate Financial Group Pty Ltd and HNW Planning Pty Ltd, arranged insurance cover for clients - some of whom, ASIC found, did not exist. The practice is ...

Company director charged with QLD property fraud

JAMES FERNYHOUGH  |  WEDNESDAY, 19 JUN 2013
... following an investigation by the Australian Securities and Investments Commission (ASIC). Hill, of Hill Stephens & Associates Pty Ltd (HSA), allegedly dishonestly induced various investors to pay approximately $618,000 to acquire interests in a "house ...

Free service may help advisers bypass FoFA costs

JAMES FERNYHOUGH  |  THURSDAY, 6 JUN 2013
... already on the approved product list of several advisory and dealer groups, including William Buck Wealth Advisors (NSW) Pty Ltd. Murray also said Curve is exploring the possibility of incorporating TD Gateway into existing independent platforms.

ASIC sends warning to property spruikers

JAMES FERNYHOUGH  |  THURSDAY, 16 MAY 2013
The Australian Securities and Investment Commission (ASIC) has revoked the credit licence of Money Choice Pty Ltd after an investigation found the company had failed to comply with credit laws. The Melbourne-based company's director, Matthew George ...

ASIC warns planners, be careful who you hire

JAMES FERNYHOUGH  |  TUESDAY, 7 MAY 2013
... make sure that all licensees are fully aware of the need to do this,' Kell said. Sydney-based securities dealer Aliom Pty Ltd is the latest licensee to be affected by ASIC's crackdown. In 2012 the corporate regulator found Aliom had failed to comply ...