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Showing 111 - 120 of 441 results for "Pty Ltd"

Integration of super advice business completes

ELIZABETH MCARTHUR  |  WEDNESDAY, 11 DEC 2019
... spokesperson told Financial Standard. "Our financial planners will now be authorised under First State Super Services Pty Ltd. We expect the changes to the register to be completed by the end of this calendar year, within ASIC's allowable timelines." ...

Ethical super fund shutters themed options

JAMIE WILLIAMSON  |  WEDNESDAY, 4 DEC 2019
... including its conservative, growth and balanced options. Good Super is a sub-plan of Max Super and is promoted by Mammatus Pty Ltd, with Tidswell Financial Services - a wholly owned subsidiary of Sargon - as trustee.

ASIC probes Regal Funds Management

HARRISON WORLEY  |  WEDNESDAY, 27 NOV 2019
... requested on the basis that on 26 November 2019, EQT was informed by the fund's investment manager, Regal Funds Management Pty Ltd, that it is under investigation by the Australian Securities and Investments Commission for an undisclosed issue," EQT ...

RI Advice faces ASIC action

JAMIE WILLIAMSON  |  THURSDAY, 31 OCT 2019
... According to the case study, Doyle was one of a number of advisers recruited by RI Advice from Australian Financial Services Pty Ltd because they held $677 million in funds under management in a product issued by an entity associated with ANZ. Doyle ...

ASIC bans former Fitzpatricks employee

ELIZA BAVIN  |  MONDAY, 28 OCT 2019
... personal accounts. "The fraudulent transactions affected client and company accounts of Fitzpatricks Private Wealth Partners Pty Ltd, a related body corporate and authorised representative of Fitzpatricks," ASIC said. [Radke's] conduct involved ongoing ...

IOOF expects to reappeal timber case

KANIKA SOOD  |  MONDAY, 30 SEP 2019
... which exposed it to millions in compensation costs after last Thursday's court judgement in the S.E.A.S Sapfor Forests Pty Ltd case. The company notified investors of the potential financial impact in company filings on Friday. "IOOF is currently considering ...

Former IOOF company loses court battle in timber scheme

KANIKA SOOD  |  FRIDAY, 27 SEP 2019
... conduct as the trustee to a forestry investment scheme. AET was appointed as the trustee of the S.E.A.S Sapfor Forests Pty Ltd in 1965. The scheme was to invest in timber on behalf of "covenantholders" but they eventually copped losses. One of the convenantholders ...

Queensland-based AFSL suspended

ELIZABETH MCARTHUR  |  TUESDAY, 10 SEP 2019
... financial advice practice over concerns it was not meeting its obligations as a licensee. The regulator said Financial Options Pty Ltd failed to lodge its accounts and audit report for the year ending 30 June 2018, have a dispute resolution system and ...

Perth adviser to face court

KANIKA SOOD  |  THURSDAY, 5 SEP 2019
... old adviser, who was not named but identified as a Yanchep resident, worked at Platinum Perpetual Global Private Wealth Pty Ltd. He misappropriated about $948,237 of client funds through multiple withdrawals from their accounts in July, the WAPF alleges. ...

Nominees await top AFA honours

ELIZABETH MCARTHUR  |  WEDNESDAY, 28 AUG 2019
... Money Now Victoria Devine, Zella Wealth Ellie Fordham, Dozzi Financial Advice Daniel Jackson, DBK Financial Solutions Pty Ltd Jade Louise McKay, Essential Financial Advice Rebecca Maher, The Fiscal Mum 2019 AFA/TAL Female Excellence in Advice Award Felicity ...