Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 121 - 130 of 441 results for "Pty Ltd"

Couple faces prison over ponzi-style scam

ELIZABETH MCARTHUR  |  FRIDAY, 10 MAY 2019
... Club. The money the Johnstons collected for "investments" was deposited into the bank account of Small Business Management Pty Ltd on the basis that the couple's fellow Collingwood supporters would soon see returns. Instead, the Johnstons withdrew the ...

Swiss Re to manage Freedom remediation

KANIKA SOOD  |  TUESDAY, 30 APR 2019
... customer remediation program. Freedom confirmed Swiss Re as the remediation manager, and Genus Life Insurance Services Pty Ltd as the third party to which it is transitioning its policy administration services. Swiss Re will pay Freedom a net settlement ...

Adviser asked to cover regulator costs

KANIKA SOOD  |  MONDAY, 18 FEB 2019
... kickbacks on investment properties he recommended to his SMSF clients. Richard Gardner and Advanced Wealth Financial Services Pty Ltd (where Gardner was the sole director and responsible decision-maker) were restrained from carrying on a financial services ...

NSW adviser banned for 25 years

KANIKA SOOD  |  TUESDAY, 22 JAN 2019
... providing financial services for 25 years and disqualified him from managing corporations for three years. CFS Private Wealth Pty Ltd and Combined Financial Solutions Pty Ltd have been wound up by the court and it has appointed Anthony Connelly of McGrath ...

AAT upholds AFSL rejection

OSKAH DUNNIN  |  TUESDAY, 15 JAN 2019
... labelled as "cash held". The AAT found that Watson only held this amount during him time as a director of Advali Accountants Pty Ltd, but since his resignation he had forfeited this amount. Watson also falsely declared himself as an authorised AFS licensee ...

IMAP awards managed accounts excellence

KARREN VERGARA  |  THURSDAY, 2 AUG 2018
... Managed Accounts Stanford Brown Group (winner) Crystal Wealth Paradigm Group The Lunar Group Pty Limited Viridian Advisory Pty Ltd WLM Financial Services Innovation Dynamic Asset Consulting Elston Asset Management (winner) Financial Simplicity Fincast ...

ASIC issues warning over Dover advisers

JAMIE WILLIAMSON  |  WEDNESDAY, 13 JUN 2018
... compliance history. In doing so, the regulator referenced previous warnings issued following action taken against Aliom Pty Ltd and the now-defunct Guardian Advice, in 2013 and 2015 respectively. Above all, ASIC urged licensees considering authorising ...

ASIC cancels Melbourne firm's AFSL

KANIKA SOOD  |  THURSDAY, 17 MAY 2018
... companies that copped a $7.2 million fine from the corporate regulator in February. ASIC took Wealth & Risk Management Pty Ltd (WRM) to the Federal Court which found that WRM breached numerous financial services laws and obligations in offering advice ...

ASIC drags NSW adviser to court

KANIKA SOOD  |  TUESDAY, 8 MAY 2018
... this month. ASIC has commenced proceedings against Graeme Walter Miller and three related companies: CFS Private Wealth Pty Ltd, Combined Financial Solutions and BDM Asia Pacific Pty Ltd (formerly known as CFS Corporation Pty Ltd). ASIC said the adviser ...

ASIC bans Perth adviser

DARREN SNYDER  |  FRIDAY, 23 FEB 2018
... protection policies. The law enforcement agency looked at several of Leake's client files from Wealthsure Financial Services Pty Ltd, where he was an authorised representative from March 2015 until January 2018. ASIC said the outcome is a result of its ...