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Showing 71 - 80 of 441 results for "Pty Ltd"

Former adviser banned after super theft

JAMIE WILLIAMSON  |  FRIDAY, 17 SEP 2021
... dishonesty offences and misappropriating close to $3 million in client funds. As a financial adviser and sole director of QWL Pty Ltd in Sydney, Hopkins was found to have made 167 unauthorised transactions, impacting 13 SMSF clients, and to the tune ...

SMSF fraudster loses appeal

ANNABELLE DICKSON  |  FRIDAY, 23 JUL 2021
... invested amounts or the interest. He also faces three further charges of acting in the management of corporations (MOGS Pty Ltd, Sleipner Financial Pty Ltd and Arion) while disqualified.

ASIC cancels AFSLs

ANNABELLE DICKSON  |  TUESDAY, 25 MAY 2021
... failing to maintain an AFCA membership. Victorian-based financial services provider and mortgage broker Direct My Wealth Pty Ltd and Robert Bayntun Starky, a financial services provider based in Stanwell Tops have had their AFSLs cancelled. Direct My ...

Former van Eyk chief charged

JAMIE WILLIAMSON  |  FRIDAY, 21 MAY 2021
... investment and its purpose". He did so while knowing that the funds from the BIML investment would be loaned to TAA Melbourne Pty Ltd (TAA) to purchase an interest in van Eyk Research to prevent a third party from obtaining a majority shareholding in ...

Vanguard Super appoints board

KANIKA SOOD  |  THURSDAY, 15 APR 2021
... four-person board for its forthcoming superannuation product, to be chaired by Peggy O'Neal. The board for Vanguard Super Pty Ltd will include Jeremy Duffield, Anne Flanagan and Cynthia Lui. O'Neal is a former partner at law firm Herbert Smith Freehills ...

AustralianSuper adds to investment committee

KANIKA SOOD  |  THURSDAY, 25 MAR 2021
... investment committee. Pippa Downes was appointed to AustralianSuper's investment committee by ACTU Super Shareholdings Pty Ltd and the Ai Group last month. She replaced Stephanie Weston, who left last year and took the role of HESTA's head of portfolio ...

Ponzi schemer succeeds at appeal

ELIZABETH MCARTHUR  |  FRIDAY, 12 FEB 2021
... $1,027,000. The money the Johnstons collected for "investments" was deposited into the bank account of Small Business Management Pty Ltd on the basis that the couple's fellow Collingwood supporters would soon see returns. Instead, the Johnstons withdrew ...

IOOF subsidiary loses appeal

ANNABELLE DICKSON  |  FRIDAY, 5 FEB 2021
... AET's appeal against a decision made by the Supreme Court of New South Wales in 2019 in the S.E.A.S Sapfor Forests Pty Ltd case. AET was appointed as trustee of the S.E.A.S Sapfor Forests Pty Ltd in 1965 and the scheme was to invest in timber on ...

Former adviser pleads guilty to theft, dishonesty

KANIKA SOOD  |  TUESDAY, 22 DEC 2020
... plea, he will be sentenced in Sydney District Court on 20 April 2021. Flowers was the director of Flowers Financial Group Pty Ltd and Flowers Financial Management, both of which are currently in liquidation. As a licensed financial adviser in 2011, he ...

CountPlus firm completes tuck in acquisition

ANNABELLE DICKSON  |  MONDAY, 21 DEC 2020
... one of its member firms completing a tuck-in acquisition of a separate member firm. Perth-based member firm Bentleys WA Pty Ltd has finalised terms to acquire 50% of Stirling Partners Chartered Accountants. Bentleys will pay $1.09 million for the stake ...