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Showing 41 - 50 of 441 results for "Pty Ltd"

AAT upholds AFSL cancellation

CHLOE WALKER  |  THURSDAY, 12 JAN 2023
... The Administrative Appeals Tribunal (AAT) has supported ASIC's decision to cancel the AFSL of Olive Financial Markets Pty Ltd (Olive). Between 2013 and 2018, Olive operated both a managed discretionary account (MDA) service and a superannuation rollover ...

Adviser imprisoned for super fraud

CHLOE WALKER  |  THURSDAY, 15 DEC 2022
... jurisdiction, requiring him to surrender his passports and freezing his assets and those of his company, AR Wealth and Finance Pty Ltd. Goel has repaid several consumers from funds held in accounts previously frozen by the Federal Court. ASIC deputy ...

ASIC suspends, cancels AFSLs

CHLOE WALKER  |  WEDNESDAY, 7 DEC 2022
... system in place through membership of AFCA. Meanwhile, ASIC has gone one step further in the cancellation of AFSL Group Pty Ltd (AFSL Group). The licence was cancelled because AFSL Group failed to comply with its obligation to lodge financial statements ...

FS Sustainability sets out to find ESG Power50

STAFF WRITER  |  FRIDAY, 25 NOV 2022
... the FS Sustainability ESG Power50 now. Note: Financial Standard and FS Sustainability are owned by Rainmaker Information Pty Ltd. Rainmaker Information Pty Ltd and ISS ESG are both owned by Institutional Shareholder Services.

Former Courtenay House director pleads guilty

CASSANDRA BALDINI  |  WEDNESDAY, 9 NOV 2022
... engaging in dishonest conduct between December 2010 and April 2017. The Bondi-based companies, Courtenay House Trading Group Pty Ltd and Courtenay House Pty Ltd, caught ASIC's attention in 2017. In May of the same year, liquidators were appointed ...

Former financial adviser pleads guilty

CASSANDRA BALDINI  |  TUESDAY, 20 SEP 2022
... financial service. Previously, Wertheimer was a financial adviser under his own company, John Wertheimer & Associates Pty Ltd, before appointing Picture Wealth Advisory Pty Ltd to service a group of clients. ASIC said in May 2020 he made 48 unauthorised ...

ASIC concerns see 18 funds update advertising materials

JAMIE WILLIAMSON  |  THURSDAY, 8 SEP 2022
... VentureCrowd Nominees and the Venture Crowd Trust No.0481 (Albany Creek) and the Venture Crowd Trust No.0505; VT No.2 Pty Ltd and the UGC Global Alpha Fund and the UGC Platinum Alpha Fund; and Wentworth Williamson Management and the Wentworth Williamson ...

Spirit Super consortium withdraws from port acquisition

ANDREW MCKEAN  |  TUESDAY, 30 AUG 2022
... Victoria's largest bulk commodity port. The Port of Geelong is currently owned 50% by a consortium comprised of Linx Cargo Care Pty Ltd and Infrastructure Investment Corporation (managed by Brookfield) and 50% by SAS Trustee Corporation. The Port of ...

Vanguard granted RSE licence

JAMIE WILLIAMSON  |  FRIDAY, 26 AUG 2022
... year, having been handed a registrable superannuation entity licence. APRA granted a new RSE licence to Vanguard Super Pty Ltd, the trustee of Vanguard Super, yesterday. In an update, Vanguard said: "That's our green light to proceed towards launching ...

ASIC announces sizeable prosecution list

CASSANDRA BALDINI  |  MONDAY, 8 AUG 2022
... the prosecutions took place between January 2022 and June 2022. ASIC acted against the Blackgold International Holdings Pty Ltd which was convicted and fined $7,500 for failing to lodge four annual financial reports between 2018 and 2021. Strathfield ...