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Showing 11 - 20 of 437 results for "Pty Ltd"

Former financial adviser charged in alleged $160k super fraud case

ANDREW MCKEAN  |  FRIDAY, 9 MAY 2025
... been removed. Editor's note: A previous version of this article incorrectly conflated the conduct of Wealth Street Pty Ltd with Wealth Street Property Pty Ltd. The matters referenced in this article wholly relate to Wealth Street Pty Ltd.

Queensland adviser banned for five years

MATTHEW WAI  |  MONDAY, 31 MAR 2025
... August 2025, control, whether alone or in concert with one or more other entities, each of Balanced Life Financial Group Pty Ltd (BLFG) and Balanced Life Wealth Strategies Pty Ltd (BLWS); and until 30 September 2025, perform any function involved in ...

RBA and ASIC slam the ASX: 'Deeply disappointed'

ELIZA BAVIN  |  MONDAY, 31 MAR 2025
... response, the RBA has taken the unprecedented step of reassessing the compliance of ASX Clear Pty Limited and ASX Settlement Pty Ltd with the RBA's Financial Stability Standards outside the usual annual assessment cycle. The RBA has downgraded its assessment ...

SMA Reporting Standard launches

KARREN VERGARA  |  FRIDAY, 28 FEB 2025
... accounts (SMAs) sector. SMARS is spearheaded by the Adviser Ratings Group and operates as a separate entity, SMA Standard Pty Ltd. SMARS ultimately applies RG 97 Disclosing fees and costs in PDSs and periodic statements to SMAs. The framework aims to ...

Majority pass adviser exam

KARREN VERGARA  |  FRIDAY, 6 SEP 2024
... employer and clients about having passed the Financial Advisers Exam. ASIC found that he provided his employer, Cojag Pty Ltd, which trades as Horizon Financial Planners, with a fake Financial Advisers Exam certificate and told colleagues and clients ...

ASIC proposes cash equity clearing and settlement rules

ANDREW MCKEAN  |  TUESDAY, 30 JUL 2024
... share supervisory responsibilities for the four CS facilities in the ASX Group: two central counterparties - ASX Clear Pty Ltd and ASX Clear (Futures) Pty Ltd - and two securities settlement facilities - ASX Settlement Pty Ltd and Austraclear Limited ...

Rogue Sequoia shareholders slapped with orders

KARREN VERGARA  |  MONDAY, 15 JUL 2024
... the exercise of, and Sequoia must disregard, any voting rights in respect of 1,056,075 Sequoia shares held by Cojones Pty Ltd and 1,000,000 Sequoia shares held by Vonetta Pty Ltd..." This is six months after the date the orders were made in which 1,083,238 ...

Adviser permanently banned for faking qualifications

JAMIE WILLIAMSON  |  TUESDAY, 9 JUL 2024
... function involved in the carrying on of a financial services business. ASIC found that he provided his employer, Cojag Pty Ltd, which trades as Horizon Financial Planners, with a fake Financial Adviser Exam certificate and told colleagues and clients ...

Sequoia chief learns his fate at EGM

ELIZA BAVIN  |  THURSDAY, 6 JUN 2024
... voting power in Sequoia. According to a substantial shareholder notice lodged by Glennon on 11 April 2024, Jones, Cojones Pty Ltd, Vonetta Pty Ltd, Attenov Pty Ltd, and Glennon Capital were the other shareholders in Sequoia who were working in conjunction ...

Sequoia seeks Takeovers Panel intervention

KARREN VERGARA  |  FRIDAY, 17 MAY 2024
... voting power in Sequoia." According to a substantial shareholder notice lodged by Glennon on 11 April 2024, Jones, Cojones Pty Ltd, Vonetta Pty Ltd, Attenov Pty Ltd, and Glennon Capital are the other shareholders in Sequoia who are working in conjunction ...