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Showing 171 - 180 of 437 results for "Pty Ltd"

Former Astarra director permanently banned from fin services

LAURA MILLAN  |  THURSDAY, 7 MAR 2013
... comply with financial services laws. Liu was director and chief investment strategist of AAM (formerly Absolute Alpha Pty Ltd) from 12 July 2006 until it was placed into liquidation on 22 December 2009 and his banning is a result of ASIC's investigation ...

ASIC imposes AFSL conditions on Lionsgate

ALEX DUNNIN  |  THURSDAY, 7 MAR 2013
... has imposed additional conditions on the Australian financial services licence of NSW-based Lionsgate Financial Group Pty Ltd following a surveillance of its advice business. According to the regulator, Lionsgate currently has 103 authorised representatives ...

AFA makes board and exec changes

ALEX DUNNIN  |  MONDAY, 4 MAR 2013
... O'Sullivan has been in the financial services industry for 25 years and is currently Principal of Blueleaf Consulting Pty Ltd which specialises in providing business succession, estate planning, group and individual risk insurance advice. Crawford is ...

Centric Wealth appoints new board member

MARK SMITH  |  FRIDAY, 1 MAR 2013
... Australian Technology Park's Audit and Risk committee. She is also the Managing Director of Business Benefits International Pty Ltd, which specialises in strategic and marketing advice. Previously, she was a director at Perpetual and sat on the board ...

Insurance broker pleads guilty to theft

MARK SMITH  |  TUESDAY, 5 FEB 2013
... maximum penalty of 10 years imprisonment. At the time of the offences Wickett was the sole director of Wickett Investments Pty Ltd and Wickett Insurance Broking Pty Ltd through which he operated his insurance broking business. The stolen money represented ...

Adviser permanently banned after eight year fraud

ALEX DUNNIN  |  WEDNESDAY, 5 DEC 2012
... disqualified her from managing corporations for 25 years. The Court also made orders permanently restraining Roach Graham Scott Pty Ltd (RGS), a company of which Scott was sole director, from carrying on a financial services business or providing a financial ...

ASIC takes action against Storm adviser

BEN COLLINS  |  THURSDAY, 22 NOV 2012
... advice to clients in a new role, ASIC said. Webb is now an authorised representative of Synchronised Business Services Pty Ltd. He has to complete a professional development course within the next year, and submit to supervision requirements under the ...

34 months prison for ex- GuardianFP adviser

BEN COLLINS  |  TUESDAY, 13 NOV 2012
... reported ASIC. At the time Heathwood was an authorised representative of GuardianFP and an employee of Jalee Consulting Group Pty Ltd. Jalee is also an authorised representative of GuardianFP. The periods of imprisonment were wholly suspended immediately ...

ME Bank appoints new directors

STAFF JOURNALIST  |  MONDAY, 5 NOV 2012
... Executive Officer of Dun & Bradstreet Australia and New Zealand. Christian's current directorships include Private Media Pty Ltd, Scottish Pacific Business Finance Pty Ltd, UNICEF Australia and Powerlinx. She is a member of the Australian Institute of ...

Bond CFDs, charting tools now on Saxo platform

STAFF JOURNALIST  |  FRIDAY, 2 NOV 2012
Saxo Capital Markets (Australia) Pty Ltd has added CFDs on government bonds to the existing range of asset classes available to trade, plus new charting tools to assist investors with greater information. Available on SaxoTrader, SaxoWebTrader, SmartMobileTrader ...