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Showing 191 - 200 of 437 results for "Pty Ltd"

MDS Financial CEO resigns

BEN COLLINS  |  THURSDAY, 19 JUL 2012
... initially as chief operating officer. As chief executive, Isbister oversaw the acquisition of the group's ASX-participant D2MX Pty Ltd, as well as the parts of liquidated Minc Financial Services, incorporating them into MDS Financial. Wayne Johnson ...

Zenith signs ex-S&P client

BEN COLLINS  |  FRIDAY, 29 JUN 2012
... really track your risk return performance." The Client Advisory division of Melbourne based broking house Evans & Partners Pty Ltd has also engaged Zenith for alternative funds research. "We reviewed 400 funds in the alternative space over the last two ...

Super funds drive M5 infra investment deal

BEN COLLINS  |  TUESDAY, 26 JUN 2012
... funds will help finance the widening of Sydney's M5 motorway through investment in the road's operator Interlink Roads Pty Ltd. Financial Standard understands that the finance will be provided by AMP capital, Industry Funds management (IFM), international ...

ALI penalised after compliance failures

BEN COLLINS  |  WEDNESDAY, 20 JUN 2012
... Commission has imposed additional compliance conditions on Sydney-based insurance group, Australian Life Insurance Distribution Pty Ltd for failing to comply with a number of its obligations as an Australian financial services licensee. After an internal ...

ASIC warns against fake investment group

LINDA HAUSKEN  |  TUESDAY, 12 JUN 2012
... ASIC said the prospective investors are asked to transfer funds into a bank account in the name of Diversified Strategies Pty Ltd which is registered as an Australian company and has the same business address as the Connaught Investment Group. Investors ...

ASIC bans adviser following fraud conviction

BEN COLLINS  |  TUESDAY, 24 APR 2012
... Victoria Police, arose from conduct while he was an authorised representative of BDO Kendalls Wealth Management (Vic) Pty Ltd (as it then was). Papaioannou withdrew, without authorisation, funds totaling $226,881.44 from several of his clients' self-managed ...

ASIC obtains order banning derivatives trading director

BEN COLLINS  |  TUESDAY, 24 APR 2012
... six years. In proceedings brought by Australian Securities & Investments Commission (ASIC) against Camelot Derivatives Pty Ltd and King, the Federal Court found that Camelot was established as a trading vehicle for King and that King and Camelot made ...

Former Bell Potter adviser charged

MELANIE TIMBRELL  |  WEDNESDAY, 11 APR 2012
... agreed with his clients. The charges involve more than $1.06 million and relate to his role as a director of Kismet Trading Pty Ltd (in liquidation) during his employment as a senior client adviser for the stockbroking company, Bell Potter Securities. ...

ASIC strikes against currency trader

MELANIE TIMBRELL  |  TUESDAY, 3 APR 2012
... has been an authorised representative at different times for Pivotal Financial Advisers Ltd, Guardian FP Ltd, AAA Shares Pty Ltd, AAA Financial Intelligence Ltd and most recently, 101 Wealth Solutions, who revoked Mr Hassell's authorisation on 28 March ...

Sentry advisers' new referral opps

ELISE BURGESS  |  TUESDAY, 13 MAR 2012
... access to referral opportunities after signing up to a new real estate referral process. Real Estate to Risk Referrals Pty Ltd's (RERR) structured referral process, known as the Structured Referral System (SRS) initiative, is reportedly the first of ...