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Showing 201 - 210 of 437 results for "Pty Ltd"

Market Wrap

AAP  |  TUESDAY, 13 MAR 2012
... largest financial institutions. Kids toy supplier Funtastic was untraded at 15 cents after it took over KP Multinational Pty Ltd for almost $3 million and picked up a licence to manufacture and distribute some LEGO products as part of the deal. In the ...

Adviser banned for chasing commissions

ELISE BURGESS  |  WEDNESDAY, 7 MAR 2012
... was an authorised representative of GuardianFP from April 2005 until May 2011, and an employee of Jalee Consulting Group Pty Ltd (Jalee), also an authorised representative of GuardianFP. She provided financial advice and arranged life insurance. During ...

ASIC charges against new wave of boiler room scams

ELISE BURGESS  |  MONDAY, 6 FEB 2012
... firm accused of defrauding 36 investors in excess of $350,000. Unlicensed financial planning business, Golden Sparrow Pty Ltd, based on the Gold Coast has been wound up following an application by the Australian Securities and Investments Commission ...

Gold Coast scam sees 20 investors lose $250,000

CLAIRE MCGREAL  |  MONDAY, 28 NOV 2011
... firm in the wake of a scam that has so far seen investors lose around $250,000. The injunctions restrain Golden Sparrow Pty Ltd, GS Contracting Pty Ltd and Michelle Margaret Bruhn from further promoting or carrying on the business, or any other financial ...

ASIC cancels two financial services licences

CLAIRE MCGREAL  |  FRIDAY, 25 NOV 2011
... decision. Meanwhile, the regulator has also cancelled the license of Queensland advice and dealing provider Ferguson No 2 Pty Ltd, previously named 21st Century Investment Services Pty Ltd. ASIC charges included that the firm didn't appoint a registered ...

FPA award winners embrace FOFA

ELISE BURGESS  |  MONDAY, 21 NOV 2011
... Momentum Planning (WA) FPA Associate Financial Planner Best Practice Award: Michael Smith AFP, Pure Financial Management Pty Ltd (SA) Jim Fenwicke AFP, Fenwicke Financial Services (NSW) Future2 Community Service Best Practice Award: Charles Badenach ...

ASIC cancels South Australian financial services licence

CLAIRE MCGREAL  |  THURSDAY, 17 NOV 2011
... services license suspended for 12 months for failing to comply with a number of ASIC obligations. ASIC found that Paritech Pty Ltd failed to lodge financial statements, auditor reports and auditor opinions over a number of years, which was in breach ...

ASIC investigations lead to charges, interim orders

CLAIRE MCGREAL  |  TUESDAY, 15 NOV 2011
... employee at his former workplace. Jonathan Kur, who was an authorised representative for Hogan and Partners Stockbrokers Pty Ltd, appeared in court last week, charged with 16 counts of fraud worth $8.8 million, and one charge of dishonestly using his ...

Adviser charged with fraud

ELISE BURGESS  |  THURSDAY, 10 NOV 2011
... period. It is alleged by the Australian Securities and Investments Commission (ASIC) that Hobson, when employed by Binma Pty Ltd trading as Noall & Co, misappropriated $307,000 and attempted to misappropriate $120,000 of client funds between March and ...

ASIC bans authorised representative of Romad Financial Services

CLAIRE MCGREAL  |  TUESDAY, 8 NOV 2011
... he failed to comply with financial services laws. Deutsch was an authorised representative of Romad Financial Services Pty Ltd (RFS) and the Responsible Manager and Key Person of RFS's Australian financial services licence (AFS) since June 2004. An ASIC ...