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Showing 201 - 210 of 441 results for "Pty Ltd"

ASIC bans adviser following fraud conviction

BEN COLLINS  |  TUESDAY, 24 APR 2012
... Victoria Police, arose from conduct while he was an authorised representative of BDO Kendalls Wealth Management (Vic) Pty Ltd (as it then was). Papaioannou withdrew, without authorisation, funds totaling $226,881.44 from several of his clients' self-managed ...

Former Bell Potter adviser charged

MELANIE TIMBRELL  |  WEDNESDAY, 11 APR 2012
... agreed with his clients. The charges involve more than $1.06 million and relate to his role as a director of Kismet Trading Pty Ltd (in liquidation) during his employment as a senior client adviser for the stockbroking company, Bell Potter Securities. ...

ASIC strikes against currency trader

MELANIE TIMBRELL  |  TUESDAY, 3 APR 2012
... has been an authorised representative at different times for Pivotal Financial Advisers Ltd, Guardian FP Ltd, AAA Shares Pty Ltd, AAA Financial Intelligence Ltd and most recently, 101 Wealth Solutions, who revoked Mr Hassell's authorisation on 28 March ...

Sentry advisers' new referral opps

ELISE BURGESS  |  TUESDAY, 13 MAR 2012
... access to referral opportunities after signing up to a new real estate referral process. Real Estate to Risk Referrals Pty Ltd's (RERR) structured referral process, known as the Structured Referral System (SRS) initiative, is reportedly the first of ...

Market Wrap

AAP  |  TUESDAY, 13 MAR 2012
... largest financial institutions. Kids toy supplier Funtastic was untraded at 15 cents after it took over KP Multinational Pty Ltd for almost $3 million and picked up a licence to manufacture and distribute some LEGO products as part of the deal. In the ...

Adviser banned for chasing commissions

ELISE BURGESS  |  WEDNESDAY, 7 MAR 2012
... was an authorised representative of GuardianFP from April 2005 until May 2011, and an employee of Jalee Consulting Group Pty Ltd (Jalee), also an authorised representative of GuardianFP. She provided financial advice and arranged life insurance. During ...

ASIC charges against new wave of boiler room scams

ELISE BURGESS  |  MONDAY, 6 FEB 2012
... firm accused of defrauding 36 investors in excess of $350,000. Unlicensed financial planning business, Golden Sparrow Pty Ltd, based on the Gold Coast has been wound up following an application by the Australian Securities and Investments Commission ...

Gold Coast scam sees 20 investors lose $250,000

CLAIRE MCGREAL  |  MONDAY, 28 NOV 2011
... firm in the wake of a scam that has so far seen investors lose around $250,000. The injunctions restrain Golden Sparrow Pty Ltd, GS Contracting Pty Ltd and Michelle Margaret Bruhn from further promoting or carrying on the business, or any other financial ...

ASIC cancels two financial services licences

CLAIRE MCGREAL  |  FRIDAY, 25 NOV 2011
... decision. Meanwhile, the regulator has also cancelled the license of Queensland advice and dealing provider Ferguson No 2 Pty Ltd, previously named 21st Century Investment Services Pty Ltd. ASIC charges included that the firm didn't appoint a registered ...

FPA award winners embrace FOFA

ELISE BURGESS  |  MONDAY, 21 NOV 2011
... Momentum Planning (WA) FPA Associate Financial Planner Best Practice Award: Michael Smith AFP, Pure Financial Management Pty Ltd (SA) Jim Fenwicke AFP, Fenwicke Financial Services (NSW) Future2 Community Service Best Practice Award: Charles Badenach ...