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Showing 1671 - 1680 of 6079 results for "Commission"

Advice resilient under pressure: Research

ELIZABETH MCARTHUR  |  THURSDAY, 1 AUG 2019
Just 11% of financial advisers plan to leave the industry if the full recommendations from the Royal Commission are implemented. However, data shows the industry's outlook as a whole remains positive. This is a key finding from Investment Trends' 2019 ...

Australian equity markets remain clean: ASIC

KRISTI CHENG  |  THURSDAY, 1 AUG 2019
... clients, or group of clients that repeatedly exhibit unusual trading behaviour. In addition to current measures, the commission will monitor historical trading behavior ahead of MPSAs to enhance their market supervision work. ASIC used two methods to ...

ASIC warns trustees on employer inducements

KARREN VERGARA  |  THURSDAY, 1 AUG 2019
... associates breach the civil penalty provisions, they may be fined up to 2400 penalty units. The financial services Royal Commission found some large superannuation funds were spending significant amounts to maintain or establish good relationships with ...

Industry not impressed with APRA

HARRISON WORLEY  |  THURSDAY, 1 AUG 2019
The latest stakeholder survey shows the Royal Commission continues to hurt the regulator's standing in the financial services community. APRA's latest biennial stakeholder survey shows industry players are less impressed with the prudential ...

Advice software firm appoints sales lead

KRISTI CHENG  |  WEDNESDAY, 31 JUL 2019
... Bernasconi. WealthO2 was established in 2015 and has grown close to $1.5 billion through referrals. "In the wake of the Royal Commission, and the bank exodus from wealth, the adviser community is at a point of inflection. "WealthO2 has appointed Phil ...

Final nail in the coffin for grandfathered commissions

KANIKA SOOD  |  TUESDAY, 30 JUL 2019
... payment of such commissions was a key recommendation in Commissioner Kenneth Hayne's final report on the Royal Commission released in February which made 76 recommendations that the government agreed to implement. "The government's reform will ...

SuperFriend boosts leadership

ELIZABETH MCARTHUR  |  TUESDAY, 30 JUL 2019
... organisation express a growing need for targeted workplace mental health and wellbeing support in the wake of the Royal Commission. SuperFriend chief executive Margo Lydon said: "With our enhanced executive leadership team, we're feeling extremely positive ...

Spectrum Wealth representatives find new homes

ELIZABETH MCARTHUR  |  MONDAY, 29 JUL 2019
... face a liquidity crisis in 2019 and missed its FY19 interim results deadline. Freedom came under fire during the Royal Commission for selling a life insurance policy to an intellectually disabled man.

Ban unsolicited life insurance sales: Poll

KARREN VERGARA  |  MONDAY, 29 JUL 2019
... insurance and consumer credit insurance (CCI) sold via call centre staff should be outlawed. The financial services Royal Commission recommended that the unsolicited sales of superannuation and insurance products should be prohibited. ASIC will act on ...

AFCA looks to expand senior ranks

KRISTI CHENG  |  FRIDAY, 26 JUL 2019
... investigations over the last eight months as it received an outpouring of complaints in the aftermath of the Hayne Royal Commission; in its first six months of operations more than 35,000 consumers and small businesses raised issues with the authorit ...