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Showing 1641 - 1650 of 13246 results for "Adviser"

Wall Street firms slugged $442m for recordkeeping breach

KARREN VERGARA  |  WEDNESDAY, 9 AUG 2023
... detecting those violations," the SEC said. "Wedbush Securities Inc., a dually registered broker-dealer and investment adviser, was additionally charged with violating certain recordkeeping provisions of the Investment Advisers Act of 1940 and with failing ...

Hejaz debuts Australia's first Islamic pension product

ANDREW MCKEAN  |  WEDNESDAY, 9 AUG 2023
Hejaz Group has introduced the first ever Islamic pension product, alongside a new super offering, advancing its commitment to offer comprehensive wealth services tailored for the Muslim community in Australia. Hejaz Islamic Super and Pension provides ...

Government cracks down following PwC scandal

CASSANDRA BALDINI  |  TUESDAY, 8 AUG 2023
Tax agents found evading laws could face over $780 million in penalties following the ongoing fallout of the PwC scandal. In what's being called the biggest crackdown on tax agent misconduct in Australian history, the government has bumped up fines ...

Trust trumps product advice: Research

ANDREW MCKEAN  |  THURSDAY, 3 AUG 2023
... product and investment advice when dealing with financial advisers. The research found that when measuring the value an adviser brings to a client, acting in their best financial interest (82%) and 'simplicity and trust' (67%) rated higher than product ...

HUB24 unveils new data feeds

CHLOE WALKER  |  WEDNESDAY, 2 AUG 2023
... Australian or international shares, private equity funds or even collectibles such as art or wine," Apps said. Once an adviser adds other investments to the HUB24 platform, they are integrated across HUB24's Portfolio Dashboard, InvestorHUB and HUB24 ...

Iress adds new operations, customer service leaders

KARREN VERGARA  |  WEDNESDAY, 2 AUG 2023
... business development, client solutions, and product support. Willmer joined Iress in 2015, leading the independent financial adviser client account management team, before becoming head of commercial office and head of transformation office. Before Iress ...

Capital Partners acquires Partnership Wealth Management

CHLOE WALKER  |  WEDNESDAY, 2 AUG 2023
Capital Partners Private Wealth Advisers has acquired Partnership Wealth Management. In a deal that was finalised yesterday, The Partnership Wealth Management team will merge with Capital Partners, joining a team of 41 which includes 13 wealth advisers. ...

New chief executive for retail super fund, platform

KARREN VERGARA  |  TUESDAY, 1 AUG 2023
... driving the distribution function for over 10 years has allowed him to form some "extremely strong relationships with our adviser network and business partners". "It is these relationships and insights that will continue to shape my decisions moving ...

Integro Private Wealth welcomes GM

CHLOE WALKER  |  TUESDAY, 1 AUG 2023
The Western Australia-based private wealth firm has appointed Claire Vinnicombe as its new general manager. Vinnicombe brings over 25 years of experience across a range of industries with expertise in people and culture, professional services, and management ...

New CFS platform at the cutting Edge: Quirk

CHLOE WALKER  |  TUESDAY, 1 AUG 2023
... the new offering will fare as well as FirstChoice. Developed in collaboration with FNZ, CFS Edge aims to enable digital adviser workflows, advanced data analytics, an integrated app store, and analysis tools for licensees, financial advisers, and super ...