Search Results | Showing 1491 - 1500 of 2809 results for "Regulation" |
| | | ... to undertake reactive surveillance where we see possible misconduct," the regulator said. The Australian Prudential Regulation Authority (APRA) noted that a risk-based supervisory approach "requires astute judgment by supervisory staff and confidence ... |
| | | | ... the market for superannuation product. "Superannuation funds already require approval by the Australian Prudential Regulation Authority - the body that has expertise and information to assess the suitability of MySuper offerings - and these approvals ... |
| | | | ... opportunity to do so. "We don't want to regulate SMSFs," said Ian Laughlin, deputy chair of the Australian Prudential Regulation Authority (APRA). But Peter Kell, deputy chair of the Australian Securities and Investments Commission (ASIC), challenged ... |
| | | | ... on developing simpler products if it wants to avoid a repeat of its recent woes, according to Australian Prudential Regulation Authority (APRA) member Ian Laughlin. While acknowledging the industry was beginning to address its problems, he said there ... |
| | | | Disincentives to take super lump sums, a more powerful regulator and a rethink of cross border regulation are among the recommendations Ernst & Young executive director Greg Chipman believes will come out of the Financial System Inquiry (FSI). Chipman ... |
| | | | ... contributions for members who had exercised choice to the relevant super fund. The government intends to make the changes by regulation rather than legislation. In its call for submissions from stakeholders, Treasury said: "The purpose of the Superannuation ... |
| | | | ... in Australia's wealth management sector. Specialist aged care advisers need to be familiar with extremely technical regulation and, at the same time; they need the right set of soft skills to relate with their clients in moments when stress and emotions ... |
| | | | ... adopting professional standards to govern the professional and ethical behaviour of advisers, as well as the professional regulation of the standards. "That closes the loop on the consumer protection mechanism," Rantall told Financial Standard. The FPA ... |
| | | | ... Minister for Finance, Senator Mathias Corman and Shadow Treasurer Chris Bowen MP both speaking at the conference. With regulation front of mind for an advocacy organisation, one panel session will feature the country's key regulators - ASIC's deputy ... |
| | | | Funds allocated to index strategies grew 28% in the 12 months to end of March 2014, taking the total proportion of the funds management market it represents to a record high of 19%, new data from Rainmaker Information reveals. The rise is the fastest ... |
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