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Showing 131 - 140 of 960 results for "Registered"

Advisers urged to check ASIC registration status

JAMIE WILLIAMSON  |  THURSDAY, 18 JAN 2024
... approaching, the Financial Advice Association Australia (FAAA) says there's close to 6000 financial advisers who are still not registered with ASIC. Under the Financial Sector Reform (Hayne Royal Commission Response - Better Advice) Act 2021, all relevant ...

2024 to be a watershed year: FAAA

JAMIE WILLIAMSON  |  THURSDAY, 11 JAN 2024
... well-off. The reality is that the majority of working Australians, as well as retirees, can benefit from the advice of a registered, qualified financial planner and will receive great value, as the benefits of financial advice far outweigh the cost for ...

Court fines Linchpin, Endeavour directors

KARREN VERGARA  |  THURSDAY, 11 JAN 2024
... This included failing to obtain member approval for related-party loans, and exercise care and diligence. In 2019, the registered scheme operated by Endeavour and the unregistered scheme operated by Linchpin - both called the Investport Income Opportunity ...

AFCA reports unprecedented complaint spike

ANDREW MCKEAN  |  TUESDAY, 9 JAN 2024
... year's figures. This escalation was driven by an alarming rise in scam-related and financial hardship complaints. AFCA registered 8987 complaints related to scams, up 95% from the previous year, while complaints involving financial hardship climbed by ...

Court finds Canna Campbell infringed trademark

KARREN VERGARA  |  MONDAY, 8 JAN 2024
... determined that the founder of SugarMamma TV and SASS Financial used without authorisation "Financial Foreplay," a trademark registered by Businest founder and chief executive Rhondalynn Korolak since 27 February 2017. Korolak claimed that from about ...

Federal Court approves BT Super $30m settlement

KARREN VERGARA  |  TUESDAY, 12 DEC 2023
... of settlement funds to eligible group members will commence in 2024 after the eligibility of all group members who registered has been assessed," Slater & Gordon said. Slater & Gordon brought the lawsuit on behalf of members of the BT Super for Life ...

FSCP serves up registration prohibition order

KARREN VERGARA  |  MONDAY, 11 DEC 2023
... his bankruptcy. As a result, his registration as a financial adviser has been cancelled and is prohibited from being registered with ASIC. He is also banned from giving personal advice to retail clients on relevant financial products during the prohibition ...

ASIC confirms adviser registration deadline

KARREN VERGARA  |  WEDNESDAY, 29 NOV 2023
... otherwise known as relevant providers who provide personal advice to retail clients on relevant financial products must be registered with ASIC. This excludes time-share advisers as well as provisional relevant providers. In preparation, the regulator ...

SEC sues Kraken exchange again

CASSANDRA BALDINI  |  WEDNESDAY, 22 NOV 2023
... that Kraken interweaves the traditional services of an exchange, broker, dealer, and clearing agency without having registered any of those functions with the Commission as required by law. The failure has, therefore, deprived investors of significant ...

AFCA secures $1.2bn in refunds

CASSANDRA BALDINI  |  TUESDAY, 21 NOV 2023
... disasters, excluding COVID-19. Further, it's helped more than 30,000 people experiencing financial difficulty and registered more than 17,000 COVID-related complaints, helping to resolve disputes involving financial products such as travel insurance ...