Search Results | Showing 171 - 180 of 969 results for "Registered" |
| | | ... of breaking market rules, operating as a broker, clearing agency, and national securities exchange when it was not registered to. It was also charged for failing to register the offer and sale of its crypto asset staking-as-a-service program. According ... |
| | | | ... provider to the Financial Advisers Register after they have been authorised. Provisional Relevant Providers cannot be registered," ASIC said. It will be an offence for a relevant provider to provide financial advice if unregistered. Offences also apply ... |
| | | | ... network throughout Australia, connecting individuals through referral partners to locally based advisers. Advisers registered with PFAN are given the opportunity to take on one pro bono client per year. PFAN chair Nicola Beswick said she is delighted ... |
| | | | ... While suspended, Huntley Management is permitted to provide financial services necessary for daily operations of its registered schemes but is barred from issuing new interests, except in the case of Link. The suspension order also allows Huntley Management ... |
| | | | ... investors," the two firms said. According to Piper Alderman and Omni Bridgeway, hundreds of investors have already registered for the class action, which was filed with the Victorian Registry of the Federal Court. "There is evidence that highly-leverage ... |
| | | | ... them appropriately, ASIC said. The regulator also reviewed the product design arrangements of 12 issuers of around 640 registered managed investment schemes to check how they met the "reasonable steps" and TMD review obligations. It said a lack of clear ... |
| | | | ... number of SMSFs failed to lodge their first ever annual return. "Over 21% or around 5,400 of the 26,000 new funds that registered during the 2021 financial year have not lodged. There are also 36% of new funds that registered during the 2022 year that ... |
| | | | ... advisers currently fail to meet the education standards for technical reasons," Treasury said. For advisers that are registered tax agents, under the new law, they will no longer be required to meet the additional education requirements to be a qualified ... |
| | | | ... interests of members of the Investport Income Opportunity Fund. Endeavour was a subsidiary of Linchpin. It was RE of a registered managed investment scheme called the Investport Income Opportunity Fund, while Linchpin operated an unregistered scheme ... |
| | | | ... have worse economic outcomes. Data released last year by the Australian Bureau of Statistics found that the number of registered marriages in Australia dropped from 123,243 in 2001 to 119,188 in 2018 before plunging to 89,164 in 2021, offset by the pandemic. ... |
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