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Showing 201 - 210 of 960 results for "Registered"

ABN AMRO Clearing pays $222k penalty

ANDREW MCKEAN  |  THURSDAY, 8 SEP 2022
... infringement notice given by the Markets Disciplinary Panel (MDP). The MDP found that in 2021, on three occasions, ABN AMRO registered block trades on the ASX24 Market in the SPI 200 Futures contract, each of which included split allocations below the ...

ASIC concerns see 18 funds update advertising materials

JAMIE WILLIAMSON  |  THURSDAY, 8 SEP 2022
... trustees have voluntarily updated their marketing materials across 18 managed funds, ASIC said. This includes nine registered funds and nine unregistered funds with about $1.4 billion in total assets under management. Among them, BetaShares updated the ...

SMSFA calls for budget amendments

CASSANDRA BALDINI  |  WEDNESDAY, 7 SEP 2022
... that removing cancellation fees that apply to approved SMSF auditors, in order to provide equitable treatment with registered company auditors, would remove a significant financial barrier. It further highlighted removing ambiguity regarding the application ...

Not ruling anything out: Insignia Financial

CASSANDRA BALDINI  |  FRIDAY, 26 AUG 2022
... the past year." According to ASIC FAR data, over the last 12 months Insignia's licensees have recruited 93 newly registered advisers. Mota said he believes this is because Insignia's offering is compelling, not because the group has greater means ...

Practifi launches deal management app

ANDREW MCKEAN  |  TUESDAY, 16 AUG 2022
... said: "The frenetic pace of merger and acquisition activity in the wealth management industry makes it important for registered investment advisers, broker-dealers and network firms to manage their pipeline capably." "After carefully listening to our ...

Holon, Gemini launch retail crypto funds

CASSANDRA BALDINI  |  THURSDAY, 28 JUL 2022
... Australia" with 0.4% management fee and 0.4% capped fund. The statement added the Holon Filecoin Fund is the first ASIC registered retail managed investment scheme for digital assets outside of BTC and ETH. The funds will use a traditional investment ...

MSC Trustees appointed by Alceon

CHLOE WALKER  |  TUESDAY, 26 JUL 2022
... investments. Meanwhile, the Alceon Debt Income Fund has operated since 2019 and comprises a portfolio of loans secured by registered mortgages held over Australian property. The loans finance a mix of real estate development, construction, and ownership ...

Don't forget: Adviser exam deadline looms

CHLOE WALKER  |  MONDAY, 11 JUL 2022
... total loss of 3605 advisers from 1 July 2021 to 30 June 2022. In the same 12-month period, only 546 new advisers were registered.

FS Power50 nominations open for 2022

CASSANDRA BALDINI  |  MONDAY, 4 JUL 2022
... nominations proceed to the voting round. All shortlisted candidates will be screened, with only financial advisers registered on ASIC's Financial Adviser Register as licensed to provide personal financial advice qualified to proceed to the voting ...

More than 1700 advisers gone already

JAMIE WILLIAMSON  |  FRIDAY, 1 JUL 2022
... 2021 to 30 June 2022 a total of 3605 advisers became inactive. In the same 12-month period, only 546 new advisers were registered. In the last six months, SMSF Advisers Network lost the most advisers for any AFSL at 285. It's also lost the most advisers ...